Friday, October 27, 2023

The Purpose and Powers of the Senate, Part LXXXIII: “The Rules and Precedents, the Mores and the Folkways”

            As the Senate debate of March 16th, 1962 continued, so too did the opponents of Spessard Holland’s proposed anti-poll-tax amendment persist in their attempt to put forward some manner of reasonably convincing argument as to why such a measure was either invalid or undesirable. No matter how long and how widely these primarily Southern Senators pontificated, however, they never seemed to approach anything like a convincing argument. As previously discussed, Mississippi Senator James Eastland’s endeavor to characterize his opponent’s desire to ban poll taxes at the federal level as a “transitory purpose” was more than a little misguided. Since the ratification and subsequent repeal of the 18th Amendment, no one serving in Congress could reasonably hold that amendments were the exclusive preserve of only the most weighty and consequential legal and moral principles. His assertion that Alabama Senator J. Lister Hill’s threatened point of order was a sound one carried slightly more weight – inasmuch as it was true that using a piece of normal legislation as a kind of container for a constitutional amendment was more than a little irregular and might even had represented a violation of Senate rules – though his expansion upon this point was characteristically vague and obtuse. “Since human societies were first organized,” he declared,

It became evident that they could not exist as communities without observing the rules and precedents, the mores and the folkways that made living together possible. It is now proposed, in order to lay this intended constitutional amendment before the Senate, to violate not only rules, precedents, and procedures of the Senate and House of Representatives, but to shunt aside those sections of the U.S. Constitution which provide specifically for the manner and means by which congressional bills are to be processed and the manner and means by which congressional resolutions are to be processed. The point of order, when made, should be upheld.

Without turning this into a discussion about something else entirely, it would nevertheless seem necessary to remark for a moment upon certain elements of Eastland’s choice of expression.

Human societies, he said, from their earliest origins, “could not exist as communities without observing the rules and precedents, the mores and the folkways that made living together possible.” Coming from an avowed white supremacist, this would seem to be a rather loaded concept. In order for humans to be able to live together in a functioning society, said society must abide by certain “rules and precedents [,] mores and […] folkways [.]” What rules? What folkways? And were their limits upon what was acceptable? What if one part of a given society considered the precedents and mores of another to be morally reprehensible? What if the majority of this same society felt this way about the behaviors of a minority? Was it possible for the majority to effectively ban the practices that it found to be inexcusable, or were they supposed to quietly tolerate them in the name of “living together?” Given the nature of Eastland’s personal ideology, it would be hard to imagine that there was anything on his mind other than race. After all, was not segregation a more, a folkway, a precedent of Southern society? Was it not an integral practice to the Southern way of life? The gentleman from Mississippi, no doubt, would have answered in the affirmative. And so, while he was ostensibly addressing himself to the point of order offered by his Senate colleague, his choice of words also seemed to constitute something of a shot across the bow at the very concept of the proposed amendment being discussed. Because if segregation was an essential “folkway” of Southern society, then any externally directed efforts to eliminate it – inasmuch as it would make it harder for segregationist Southerners to “live together” with reformist Northerners – must necessarily have represented a threat to American social cohesion.

As to the rest of Eastland’s cited assertion, his intentions were similarly as clear as his choice of words was vague. He accused Senator Holland and his various supporters, in the manner by which they sought to secure passage of an anti-poll-tax amendment, of violating, “Not only [the] rules, precedents, and procedures of the Senate and House of Representatives,” but also of attempting, “to shunt aside those sections of the U.S. Constitution which provide specifically for the manner and means by which congressional bills are to be processed and the manner and means by which congressional resolutions are to be processed.” What he meant by this, no doubt, was that he believed the method by which Holland and Senate Majority Leader Mike Mansfield (1903-2001) were attempting to introduce the former’s proposed anti-poll-tax amendment was to some extent in violation of Senate rules governing amendments to legislation. Inserting a constitutional amendment into a legislative container by amending an existing bill or resolution, he said, required the unanimous consent of the body in question, which neither he nor his fellow Southerners were willing to provide. It was an objection very much rooted in parliamentary procedure, to be sure, and in that sense stood out from the rest of Eastland’s assertions. And it was a sound argument, if true. The Senate – like any legislature – has standing rules by which means its business is transacted and the purpose of which is to ensure that order, transparency, and fairness are maintained at all times. To be in violation of these rules is to be “out of order” and thus to have one’s actions ruled invalid and of no effect. If Holland’s attempt, along with Majority Leader Mansfield, to effectively circumvent the Senate Judiciary Committee by slotting the former’s proposed anti-poll-tax amendment into the eviscerated husk of an unrelated piece of legislation was indeed out of order, this accordingly presented something of a problem.

Unsurprisingly, Senator Eastland did not specify precisely which rule it was that Holland and Mansfield had supposedly violated. Rather, he referred only vaguely to “rules, precedents, and procedures of the Senate and House of Representatives [.]” Nor did he deign to illuminate which “sections of the U.S. Constitution which provide specifically for the manner and means by which congressional bills are to be processed and the manner and means by which congressional resolutions are to be processed” the two were attempting to “shunt aside.” This would seem to have been entirely characteristic of the gentleman from Mississippi, his objections to the aforementioned anti-poll-tax amendment having thus far taken the form of something more like an alarmist screed than a carefully reasoned dissertation. Unfortunately, this style of argument – while rhetorically not without value – also makes verification a bit of a process. The Constitution, at least, is clear enough as to the responsibilities and powers of Congress vis-à-vis the legislative process and the amending process. Article I, Section 7, for example, states very simply that,

Every Order, Resolution, or Vote to which the Concurrence of the Senate and House of Representatives may be necessary (except on a question of Adjournment) shall be presented to the President of the United States; and before the Same shall take Effect, shall be approved by him, or being disapproved by him, shall be repassed by two thirds of the Senate and House of Representatives, according to the Rules and Limitations prescribed in the Case of a Bill.

As to the amending formula, Article V makes matters similarly clear. “The Congress,” it declares, “whenever two thirds of both Houses shall deem it necessary, shall propose Amendments to this Constitution […] which […] shall be valid to all Intents and Purposes, as Part of this Constitution, when ratified by the Legislatures of three fourths of the several States, or by Conventions in three fourths thereof [.]” The Constitution has little more to say in either case. The legislative process is not explicated any further, save to say that, “Each House may determine the Rules of its Proceedings, punish its Members for disorderly Behaviour, and, with the Concurrence of two thirds, expel a Member.” Nowhere is it stated whether or not an amendment might be substituted for a bill. “Every Order, Resolution, or Vote to which the Concurrence of the Senate and House of Representatives may be necessary […] shall be presented to the President of the United States [,]” it says, while proposed amendments simply require the support of “two thirds of both Houses [.]”

            Bearing these simple regulations in mind, Senators Eastland and Hill would seem to have been right about at least one thing. In order for a bill to become law, either a presidential signature or a veto override vote was required. And in order for a proposed amendment to be ratified, the approval of “the Legislatures of three fourths of the several States” was what was needed. Attempting to transform a bill into an amendment partway through the legislative process was accordingly a bit irregular. Did the bill cease to be a bill once it was successfully modified? Would it still require the president’s signature or could it proceed immediately to the states for consideration? The Constitution itself could not answer these questions, in no small part because the Framers never envisioned what it was that Holland and Mansfield were attempting. Proposed amendments, before they can be voted upon by the Senate at large, must first be submitted to the scrutiny of the Senate Committee on the Judiciary. Specifically, they must be reported out to the floor by the Senate Judiciary Subcommittee on the Constitution. If the Subcommittee rejects a proposed amendment – or if it simply does nothing and keeps the proposed amendment “bottled up” – then no further action can be taken and the proposal is effectively dead. Since Eastland himself was the Chairman of the Judiciary Committee as of 1962 – and would continue to be until his retirement in 1978 – it was perfectly reasonable for the likes of Holland and Mansfield to conclude that the former’s anti-poll-tax amendment would suffer exactly this fate. That is to say, without Eastland’s cooperation, Holland’s proposed amendment would never make it to the floor for a vote. That is, unless the proposed anti-poll-tax amendment’s supporters had in mind some manner of parliamentary trickery.        

    They did, of course, in the form of the aforementioned substitution. The way it was supposed to work, in essence, was that Senate joint Resolution 29 – “providing for the establishing of the former dwelling house of Alexander Hamilton as a national monument” – having previously been introduced, read, submitted to committee, and reported out to the floor, would then be modified in its entirety into Holland’s proposed amendment. Since the bill itself would emerge from the process theoretically intact – severely amended but technically still the same piece of legislation – there would be no need to re-submit it to committee. In point of fact, it had already gone to committee and been reported out to the floor. All that Holland and Mansfield were proposing to do was modify it before it was finally submitted to the floor for a vote. Eastland would not need to be involved in the process any more than was mandated by his role as a voting senator and Holland’s sixty-odd cosponsors would thus be permitted to carry the day. Again, there was arguably a question yet to be answered as to whether the resulting joint resolution really was the same measure that had been reported out of committee, but Eastland certainly wasn’t in a position to make any declarations on the matter. If anyone could claim the authority necessary to resolve the issue, it was likely the Senate Parliamentarian, a man named Charles L. Watkins (1879-1966). It was Watkins’ job to resolve conflicts stemming from the Senate’s complex rules of procedure, after all. It would accordingly have made all the sense in the world for either Hill or Eastland to declare their intention to appeal to his wisdom. In actual fact, of course, the Southerners declined to do so. Rather, Eastland simply declared that unanimous consent was what was required. That is, the substitution being attempted would require the unanimous consent of the Senate in order to be accomplished. And since he was not inclined to give his consent, that should have effectively been that.

This, as one might expect, is where things get a little tricky. Eastland – again, entirely characteristically – neglected to mention which of the Senate’s standing rules he believed applied to the situation at hand. And since there are, at present, forty-four standing rules – each of which possesses their own set of clauses and subsections – it is not immediately obvious which directive he was attempting to invoke. A cursory examination of these selfsame rules, however, reveals the existence of two clauses within Rule XIV which would seem to apply to the situation in question. Senate Standing Rule XIV, Clause 3, states, in part, that, “No bill or joint resolution shall be committed or amended until it shall have been twice read, after which it may be referred to a committee [.]” And Senate Standing Rule XIV, Clause 7, states that,

When a bill or joint resolution shall have been ordered to be read a third time, it shall not be in order to propose amendments, unless by unanimous consent, but it shall be in order at any time before the passage of any bill or resolution to move its commitment; and when the bill or resolution shall again be reported from the committee it shall be placed on the Calendar.

Taken together, what these rules would seem to mean is that a bill or joint resolution under consideration by the Senate cannot be amended at all before its second reading and can only be amended after its third reading by the unanimous consent of the same. Specifically, Rule XIV notes that after a bill or resolution is read the second time, it is commonly “referred to a committee.” And after it is reported out of committee, it may then be “committed or amended [.]” The relevant question in the case of S.J. Res. 29 would accordingly seem to be as follows. At the time that Holland and Mansfield proposed their amendment, had the measure been read twice only or had it already been read a third time?

            Based on the account recorded in the Congressional Record for March 15th, 1962, the former would seem to be the case. As formally introduced onto the floor of the Senate by Vice President Lyndon Baines Johnson (1908-1973) in his capacity as the upper chamber’s presiding officer, the resolution in question, “Providing for the establishing of the former dwelling house of Alexander Hamilton as a national memorial, introduced by Mr. JAVITs (for himself and Mr. KEATING), was received, read twice by its title, and referred to the Committee on Interior and Insular Affairs.” Senator Javits then responded by noting that, “This joint resolution is precisely in the form in which the Senate committee reported the measure which is to be the subject of whatever action the Senate shall take with respect to the poll tax.” There would appear to be no other conclusion to draw from this exchange but that the resolution was in exactly the state in which the Senate Standing Rules deemed it ought to be for amendments to be properly considered. It had been read twice, submitted to a committee, reported out of committee, placed on the calander, and at that moment – according to Javits – “is precisely in the form in which the Senate committee reported the measure [.]” Once amendments had been considered and either approved or rejected, it would then presumably proceed to a third and final reading – at which point it would no longer be permissible to introduce further modifications without the unanimous consent of the Senate – and the yeas and nays would then be called.

            Bearing all of this in mind, Hill and Eastland’s threatened point of order would seem to have been functionally moot. The resolution that Holland and Mansfield intended to modify into an anti-poll-tax amendment proposal had only just been reported out of committee on March 15th. And on March 16th, this intention having been made clear to them, Hill and Eastland protested that their consent was required in order for such a modification to occur. Between its introduction on March 15th and the first mention of the threatened point of order on March 16th, the relevant resolution was discussed at length. But at that time, it did not proceed from its second reading to its third. Its time on the calander had arrived, it was introduced onto the floor by Javits, and discussion commenced. That was all. Does this mean that Hill and Eastland were lying to their fellow senators when they raised the aforementioned point of order? Not necessarily. As aforementioned, the rules of the Senate can often be quite complex, and very few senators at any given time can claim to be exhaustively knowledgeable as to their intricacies and interactions. This is why the position of Senate Parliamentarian exists. It would have been rather an odd turn of events for two such long-serving senators as J. Lister Hill and James Eastland to have been ignorant of exactly which stage of the legislative process freely permitted amendments, but it was certainly not an impossibility. Hill and Eastland, to put it simply, may have merely been mistaken. Then again, in light of Eastland’s apparent propensity for high-flying rhetoric when he was backed into a corner, he may also have been frantically grasping at straws. He knew that the numbers were not in his favor and that any attempt at a filibuster would fail. And he knew that there was a rule that prevented amendments from being offered without unanimous consent after a certain point in the legislative process. So he fudged the details of the applicable rule just slightly. Perhaps he intended to frighten his opponent into submission. Perhaps he only hoped to buy a little more time while the veracity of his claim was verified. In either case, it was certainly possible that Eastland knowingly misspoke. The point, of course, is that he did misspeak, and that his claim was without basis in fact.           

The remainder of Eastland’s address constituted yet another barrage of exaggerated rhetoric and vague, self-serving declarations of dubious veracity. He said that, “All right-thinking Members of the Senate must realize that State action, determination by the States themselves, is the preferable route to take.” Clearly this was not the case, or else all the right-thinking senators were decidedly in the minority. He questioned, “the wisdom and judgment of the proponents in addressing themselves to this poll tax issue when there are only five States today that require the payment of a poll tax as a prerequisite for voting” and further opined that Congress, “could devote itself to more constructive legislation […] than directing its efforts, time, and energies toward a question having to do with only 5 States out of our Union of 50 States.” This was notwithstanding the fact that as a result of the continued existence of poll tax laws, millions of citizens in those five states could not exercise one of their foundational rights as Americans. He then concluded this portion of his address by stating, in reference to previous sessions of Congress in which the poll tax had been under discussion, that,

I consistently took the position during those debates that this issue could not be resolved simply by legislation; that if it were to be accomplished, the only constitutional way is by a constitutional amendment. However, I do challenge the wisdom of this approach, in view of the fact that the States themselves under the initiative of their own State legislatures, have repealed the poll tax requirement, and if the remaining five States are left to themselves, their respective State legislatures will take care of the situation.

From the perspective of those senators present who favored civil rights reform and saw little if any merit in the obfuscatory efforts of diehard segregationist like Hill and Eastland, this last statement was doubtless highly revealing of the essential nature of the challenge they collectively faced.

            On the one hand, Eastland had more or less revealed to all and sundry the extent to which his complaints about procedure, and precedent, and consistency were almost wholly insincere. When Spessard Holland, or one of his various allies, had previously attempted to introduce a piece of legislation onto the floor of the Senate that would have banned the collection of poll taxes at the federal level, Eastland opposed it on the grounds that, “this issue could not be resolved simply by legislation; that if it were to be accomplished, the only constitutional way is by a constitutional amendment.” And this was fair enough. Article I, Section IV of the Constitution does state that, “The Times, Places and Manner of holding Elections for Senators and Representatives, shall be prescribed in each State by the Legislature thereof; but the Congress may at any time by Law make or alter such Regulations, except as to the Places of chusing Senators.” While Congress, therefore, is permitted under the Constitution to legislate the “Times, Places and Manner of holding Elections for Senators and Representatives,” the fact that the state assemblies were also given this power would seem to indicate an intention on the part of the Framers that federal elections exist as an area of shared responsibility between state and federal authorities. It would accordingly seem to be a reasonable enough argument that though it is permissible for Congress to singlehandedly alter federal voter qualifications, it is always preferable not to overrule the states by way of federal legislation alone. A constitutional amendment was therefore the ideal method by which to modify existing election procedures, particularly as it blended state and federal power.

            Naturally, in response to this, Holland and those who supported his efforts began introducing constitutional amendment proposals in the Senate for the purpose of eliminating the poll tax. If the Chairman of the Judiciary Committee declared of the crusade to ban said tax that “the only constitutional way is by a constitutional amendment [,]” then this was precisely what the reformers were going to do. Eastland’s response? Obfuscation, of course. The aforementioned Senate Judiciary Subcommittee on the Constitution fell under his authority. Accordingly, if he decided that a proposed amendment shouldn’t make it to the floor, one could rest assured that the proposed amendment in question would die a quiet and ignominious death. Doubtless he would declare, when asked, that the Senate had far more important matters to consider than whether or not a handful of people in a handful of states could vote in federal elections. Whether he believed it or not, of course, the effect would be the same. That is, while Eastland was one of those who helped steer the advocates for a federal ban on the poll tax towards the idea of pursuing a constitutional amendment, he was also responsible – in his position as a Senate committee chair – for ensuring that any such amendment never made it to the floor.

            Eventually – over the course of many years and as the result of a great deal of effort – Holland and his allies did manage to overcome even this seemingly insurmountable obstacle. By 1962, Holland’s proposed amendment had over sixty co-sponsors, thereby ensuring its passage in the event that it was ever put to a vote. And thanks to some canny parliamentary maneuvering on the part of Majority Leader Mike Mansfield, it would get put to a vote by way of a little legislative bait-and-switch. Granting that the latter procedure was perhaps a little irregular, there was nothing in either the Senate rules or the text of the Constitution that might have prevented it from going ahead. And what, to this, was Eastland’s response? After having heeded his advice, pursued a constitutional amendment, and pulled an end-around on the Judiciary Committee, what did Eastland have to say to Holland and his supporters? “I […] challenge the wisdom of this approach [,]” he declared. Despite having advocated for it previously, having set the terms of the resulting game, and having been soundly defeated, he was still of the opinion that the whole idea of a federal poll tax ban was a mistake in itself. Why, one might accordingly be given to ask, did he previously argue that “the only constitutional way is by a constitutional amendment” if, in fact, he thought such an approach to be fundamentally unwise? As is so often the case, the simplest answer is almost certainly the correct one. Eastland did not care about procedure. Eastland did not care about rules. Eastland did not care about precedents. Eastland cared about maintaining the powerbase of white supremacy in the contemporary American South. And if, in order to do that, he had to bend his stated principles and use his authority to shift the goalposts of reform, he would not hesitate to do so.         

“The States themselves [,]” said the Mississippian, “under the initiative of their own State legislatures, have repealed the poll tax requirement, and if the remaining five States are left to themselves, their respective State legislatures will take care of the situation.” One would struggle to come up with a more cunning dodge than this. There was no need to intervene; the states would take care of it themselves. Recent history was certainly on Senator Eastland’s side. As discussed at length in the present series, Tennessee, South Carolina, Georgia, and Florida had all voluntarily repealed their own poll tax laws in the quarter century preceding Holland’s latest attempt to introduce a national ban. It was accordingly far from unreasonable to conclude that the five poll-tax states that remained were only a handful of years from becoming non-poll-tax states themselves. And in the end, wasn’t the outcome that didn’t involve federal intervention in state affairs the preferrable outcome anyway? Clearly, the South wasn’t madly in love with the poll tax. If Georgia and Florida could see their way clear to giving it up, was there really reason to assume that Virginia and Mississippi wouldn’t ever get around to doing the same? No, the issue wasn’t the policy so much as how Senator Holland was going about pursuing the abolition of the same. The Southern states in question, after all, were uniformly governed by Democrats, the prevailing philosophy of whom traditionally prized state action over federal action. It wasn’t necessarily that the political leadership in the five remaining states were wholly unconvinced that the poll tax itself no longer served a useful purpose. It was just that they were ideologically disinclined to acquiesce when the federal government told them that they had no choice but to abolish it. So why not – with these facts in mind – simply leave the states to their own devices?

Indeed, Eastland continued after a slight prompting from J. Lister Hill, it was his opinion that the efforts of people like Senator Holland to abolish the poll tax at the federal level over the course of the 1940s and 1950s was precisely the reason that the five states in question still stubbornly clung to the same. “People resent being dictated to by the Federal Government,” he explained,

And they resent being kicked around. That is what this attempt is. It is an attempt to kick around the people in the various States and impose on those States. It is an attempt by other States and pressure groups primarily within those States to impose their will on the people of other States. Of course the people in the States aimed at resent it. In my judgment that is the reason why they have stood fast and retained the payment of poll taxes as a qualification for electors.

This description of the contemporary white Southern mindset vis-à-vis the federal government and federal authority may have been a reasonably accurate one, but it certainly wasn’t very flattering. Granted, it made a certain amount of sense for Eastland to portray his fellow white Southerners as victims of an overbearing federal government intent on “kicking them around” and imposing its will upon them. A victim, after all, tends to be deserving of sympathy. But it nevertheless seems a strange kind of strategy to council patience and understanding by asserting that the party being targeted is simply petty by nature. And this was, at bottom, what Eastland was saying. It wasn’t that the people in the five remaining states loved the poll tax. Left to themselves, they’d surely abolish the practice eventually. It was that they resented being told that they had to and were inclined to dig in their heels rather than give way to authority.

            None of this is to say that Eastland didn’t have a point, of course. As the example of the United States Commission on Civil Rights and the various travails it experienced during the first years of its existence makes abundantly clear, white Southern Democrats in the 1950s and 1960s often violently resisted attempts by federal authorities even just to gather information about basic legal practices in the contemporary South. Circuit Judge George C. Wallace (1919-1998) had voter registration records impounded and threatened to imprison any federal agents who tried to get ahold of them when the Commission conducted its first investigation in Montgomery, Alabama in 1957. Eastland’s claim that white Southerners in the five poll-tax states were largely motivated by a kind of reflexive rejection of federal power in any form would therefore appear far from unsound. That being said, one cannot help but get a rather poor impression of the mentality of the contemporary Southerner. Granted, proponents of civil rights reform had arguably already seen the worst that the South had to offer the nation at large over the course of the 1950s between the handing down of the Brown v. Board decision in 1954 and the various protests and political counterattacks launched in the years that followed by the Southern political class in places like Arkansas, Alabama, and Mississippi. But for the senior senator from Mississippi to simply come out and say that his fellow Southerners living in the five states in question actually didn’t hold to the poll tax because they believed it served a vital purpose? That they were only being stubborn because they didn’t like being pushed into things? That they were denying millions of American citizens the right to vote out of some obstinate need to take things at their own pace? To borrow a modern turn of phrase, that would seem a bit like saying the quiet part loud.

            Eastland, to be sure, did not believe in the slightest that he was admitting to anything undesirable on the part of the contemporary American South. From his perspective, his countrymen were standing on principle. Not the principle of white supremacy, of course. Almost no one who supported civil rights reform was going to be convinced to back down by appeals to outmoded theories about race. But there was nothing reprehensible in theory about advocating for the principle of subsidiarity. That is, there was nothing necessarily wrong or abhorrent about the citizens and political leaders of a given state wanting to decide for themselves how best to address the various policy areas that most directly affected their daily lives. The fact, in line with this principle, that Southerners often made decisions that led to the relegation of their Black neighbors to second-class status was, as far as Eastland was concerned, entirely beside the point. Southerners, in his mind, were maintaining a foundational principle of American republicanism by jealously guarding their autonomy and by at all times regarding central authority with the utmost suspicion. Was it likely that the residents of the five remaining states also found the poll tax to no longer serve a useful purpose? Most certainly. As Eastland had said, left to settle the matter themselves, all five of the states in question would probably already have dispensed with their respective poll tax statutes. But it would have been un-American – to their thinking – to simply give in to a federal mandate whose purpose was to accomplish the same. Their continued attachment to the poll tax was therefore not to be construed as stemming from any particular love for exceptionally stringent voter registration laws. Rather, it was best understood as representative of their attachment to the essential principle of states’ rights.

            This, at bottom, was the single defining argument upon which Eastland and his Southern cohorts were inclined to stand. They hemmed, and hawed, and said a great deal more about history, and precedent, and points of order, and so forth. Eastland even tried to argue that because the 17th Amendment was ratified more recently than the 15th Amendment, such aspects of the former as served his argument more accurately represented the will of the American people than anything contained in the latter. But at the end of the day – in an atmosphere in which appeals to white racial superiority were increasingly taboo within the halls of Congress – states’ rights was the rock upon which 20th century Southern Democrats seeking to defend segregation attempted to build their church. Even when the reformers enjoyed majority support in Congress – even when the Constitution explicitly granted the federal government the authority to enforce its mandates – Southern segregationists hammered on the same point again, and again, and again. The federal government, they said, was acting in violation of the rights of the states, denying the essential sovereignty of the states, and fundamentally trying to reduce the states to meaningless geographic distinctions. As had been the case a century prior, a canny Northern legislator might at this juncture have asked of his Southern counterpart precisely which rights were being violated and precisely what the South was being kept from doing. But the answers would not have changed any more than the questions. Whether it was the 1860s or the 1960s, Southern Democrats were the unequalled masters of speaking at great length while saying nothing. What did they want to do with their rights? That was fundamentally immaterial. All that mattered was that they were granted that to which they believed they were entitled. Beyond that, the rest of the country could mind its own business.

Friday, October 6, 2023

The Purpose and Powers of the Senate, Part LXXXII: Change and Changeability

            What is this all supposed to mean, you may well be asking? This lengthy diversion into the nature and idiosyncrasies of the United States Supreme Court? What it means, dear reader – and I beg with you to bear with me a little longer – is that the Court changes. Justices come and go, the balance between factions shifts, and the overall character of the Court is sometimes radically transformed as a result. Accordingly, from time to time, previously established precedents get tossed out. And increasingly, over the course of the late 20th and early 21st centuries, the Court has found itself at the center of electoral politics. Is this how the Court is supposed to work? This is a difficult question to answer. While it would seem a fair assessment of the Framers’ intentions to say that they did not design the Supreme Court to be a political body whose character and actions are innately tied into the nation’s larger electoral processes, the fact that this has become the case regardless does not necessarily represent a failure. Rather, it is simply what is. The supposedly non-partisan nature of the Supreme Court was always merely a norm. Rather than anything established by the text of the Constitution, it was instead simply promoted as a desirable practice which anyone with good sense would see the wisdom of adhering to. Bearing this somewhat rickety foundation in mind, it was therefore arguably inevitable that some group of American political actors would at some point realize that the Court could be made to function as an extremely effective means by which certain ideological objectives could be accomplished almost entirely outside of the formal democratic process. Indeed, one might argue that it was John Adams (1735-1826) himself, only the second president of the United States, who set the process of politicization in motion by having a lame-duck Congress confirm the appointment of fellow Federalist John Marshall (1755-1835) to the post of Chief Justice in 1801. Eager to frustrate what he assumed would be a long train of Republican successors in office, Adams specifically selected Marshall because he considered him to be ideologically trustworthy and because his good health and relative youth would ensure that he served for a lengthy tenure. 

            Which is all to say that Melville Fuller’s ruling in Pollock v. Farmers' Loan & Trust Co. need not have represented the last word of the Supreme Court on the topic of federal income taxes. As it stands, the supporters of said policy opted to pursue an amendment to the Constitution explicitly authorizing Congress to collect income taxes at the federal level without needing to apportion them among the states by population. What they could have done, however – and which the proximity of the Pollock ruling to the preceding Springer ruling arguably suggested they do – was turn the idea of a federal income tax into a campaign issue centered on the Supreme Court itself. If the replacement of a few justices made the difference between declaring a federal income tax constitutional and declaring it null and void, why not build an electoral strategy around appointing Supreme Court justices more amenable to progressive ideas? Consider, by way of an answer, the following counterfactual. If, in pursuit of the enactment of a national income tax law, the nation’s progressives lined up solidly behind the eventual Democratic Party candidate for president – one William Jennings Bryan (1860-1925) – it is possible that the eventual Republican victor – one William McKinley (1843-1901) – might instead have been defeated in the Election of 1896. In that event – and provided that progressive forces also succeeded in capturing a majority in the Senate – President Bryan would only have had to wait until the retirement of Stephen Johnson Field in 1897 for the chance to appoint an Associate Justice more amenable to the notion that incomes derived from property ownership could be taxed by Congress without having to be apportioned. The Pollock decision had only been a 5-4 ruling and Field had been in the majority. His replacement, along with the passage of another federal income tax law by Congress, would therefore arguably have resulted in a 5-4 vote in the opposite direction once the validity of the law in question was put before the Court.    

Without getting into how likely or unlikely the scenario described above might have been, it will here suffice to say that it was at the very least possible. It could conceivably have happened. The fact that it didn’t is attributable to many factors, among which was a decision on the part of the supporters of a federal income tax to pursue a constitutional amendment instead of seeking to purposefully change the character of the Court. Was the levying of a federal income tax simply too important to be left to the whims of a changing and changeable judicial majority? Arguably, it was not. As previously discussed, it was not absolutely essential at the turn of the 20th century for the United States to begin collecting income taxes at the national level. There were other avenues that the American republic could have gone down. That the nation did ultimately enact a federal income tax in 1913 ought accordingly to be regarded as simply one choice among many. A majority of Americans were successfully convinced of the utility of allowing the federal government to begin collecting taxes on incomes and the result was the passage and ratification of the 16th Amendment. Just so, the supporters of a federal income tax also made a choice when they settled upon an amendment as their preferred objective rather than fixating upon the Supreme Court. The latter approach might have succeeded. But for whatever strategic, or legal, or political reasons, the progressives opted for an amendment instead.

Which brings us back – fiiiiiinally – to the Senate debate of March 16th, 1962. One of the ways Mississippi Senator James Eastland had attempted to dismiss Florida Senator Spessard Holland’s proposed anti-poll-tax amendment was to claim that the means being used simply did not suit the end. “It is no small matter [,]” he said, “when the framework of the U.S. Constitution is bent and torn to accommodate a transitory purpose, no matter how worthwhile the proponents of that purpose deem the goal they seek to achieve may be.” But what was it that made the abolition of poll taxes at the national level particularly transitory? Perhaps what Eastland meant to say was that the sudden rage against poll taxes evidenced by the wide-ranging support Holland’s proposal then enjoyed in the Senate was nothing more than a passing fad. Today it was poll taxes, tomorrow it would be literacy tests; civil rights fever seemed to have gripped a goodly portion of the Congress and caused otherwise reasonable men and women to propose all sorts of measures that were more optimistic than they were sensible. Granted, he may have had a point. A constitution isn’t supposed to be a comprehensive legislative corpus representative of the sum total of the nation’s contemporary socio-legal character. That is to say, it needn’t be exhaustively specific in the subjects it seeks to cover in order to serve a useful purpose. This is what laws are for. Laws, more than constitutions, are changeable, malleable, modifiable, and repealable. They respond to the changing priorities of the public at large without being so flimsy as to be easily disrespected or ignored. Constitutional amendments are comparatively solid and immovable. Only those precepts that receive near-universal support warrant being enshrined in a nation’s governing charter, and only those again whose object is not merely a matter of taste or opinion.

And really, weren’t poll taxes a fad in themselves? Over the course of American history up to 1962, they’d been adopted and repealed in a number of states at various points in time. Even in the post-Reconstruction Southern states controlled by segregationist majorities, the popularity of poll taxes had waxed and waned between the end of the 19th century and the beginning of the 20th. Indeed, while all of them adopted some form of poll tax between 1870 and 1902, the majority then went on to repeal these same measures between 1920 and 1953. Small comfort for those who suffered in the interim, of course, but also arguable proof that poll taxes were something of a transitory notion. States had adopted them and disposed of them as their opinions of their utility changed, and it was not necessarily unreasonable to conclude – circa 1962 – that the remaining five states in which poll taxes remained in force would sooner or later follow suit. In the meantime, if there existed a majority in Congress desirous of forcing the issue and banning poll taxes at the level of federal elections, said majority could always attempt to enact a federal statute. Naturally, the resulting law would be subject to later modification or repeal. But given the fact that only five states would be affected, the emergence of the required majority in favor of reinstating the poll tax would seem more than a little unlikely.

Yes, Eastland may indeed have had a point. It would have represented an oddly specific use of the amending power enshrined in the Constitution to ban something as demonstrably transitory as poll taxes had proven to be, particularly at a time when they appeared very much on their way out. Does this necessarily mean, however, that Eastland was right and Holland was wrong? That Congress should not have been pursuing a constitutional amendment banning poll taxes? No, it does not. The various powers possessed by the different branches of the United States Government are there to be used. Norms and traditions may be held up, at times, as a form of de facto regulation, but the only authorities that really matter are the Supreme Court and the Constitution itself. And as long as they give sanction for a particular actor or institution to act in a particular way, no other authority need realistically be consulted. Did it make sense for Congress to approve an amendment to the Constitution in 1919 banning the manufacture and sale of intoxicating liquors? Not particularly. In spite of the obvious political power that had been amassed by the temperance movement by the end of the 1910s, the consumption of alcoholic beverages was still an extremely common occurrence in almost all regions of the United States. It was therefore arguably inevitable that while a constitutional ban on the manufacture and sale of intoxicating liquors was likely to meet with ardent support among certain communities in certain states, the general response among the American people at large was going to be one of disobedience. Though it might accordingly be fair to describe the supporters of the 18th Amendment as rather foolish in their estimation of this selfsame measure’s likelihood of success, it would nevertheless be incorrect to declare as a result that their pursuit of a constitutional amendment was fundamentally wrong.

Circa 1918, temperance advocates had the support of enough state legislatures to ensure that a prohibition amendment, once approved by Congress, would be ratified within the year. And they had enough support in Congress to ensure that a prohibition amendment would be approved by significant margins. This is all that has ever been required for anyone to secure an amendment on any subject at all. So long as the numbers add up, it doesn’t matter if they’re being foolish, or thoughtless, or even outright discriminatory. The Constitution does not differentiate between sensible amendments and senseless ones. Which is what made Senator Eastland’s comment about Senator Holland’s objective being “transitory” so rich. He was entitled, of course, as a member of the Senate to raise objections to the proposed anti-poll-tax amendment and give voice to his concerns in an attempt to sway his fellow legislators. And within the limits of decorum and good taste – as established by the Senate’s official rules of debate – he was allowed to say whatever he wanted in pursuit of his desired objective. It’s just that claiming an amendment banning poll taxes represented a transitory purpose would seem to be somewhat ineffective as a strategy.

            Not that long before – in living memory, in fact, for men like Eastland, Hill, and Russell – Congress had approved and the states had ratified an amendment to the Constitution making the consumption of alcohol functionally illegal. And then, even more recently – within the Senate tenures of sitting members Harry F. Byrd (1887-1966) and Carl Hayden (1877-1972) – Congress and the states had cooperated to pass another amendment whose only purpose was to repeal that selfsame prohibition amendment. Was this not the very definition of transitory? The 18th Amendment had been in force for less than fifteen years when it was repealed in 1933. Suffice to say, that was all the time it took for the supporters of temperance to lose all of the influence they had accrued during the previous half-century. Was it not possible, then, for the supporters of Senator Holland’s anti-poll-tax amendment to likewise exhaust all their political capital once their objective was actually accomplished? Could the nation, as it had turned against prohibition, not turn against civil rights as well? Absolutely. Functionally speaking, however, this makes no difference as to whether or not a given amendment proposal could or even should be approved. Simply put, if the numbers are on its side, it will be approved. History had shown this, failures and all, and notwithstanding Eastland’s protestation to the contrary. “It is no small matter [,]” he said, “when the framework of the U.S. Constitution is bent and torn to accommodate a transitory purpose [.]” As of 1962, however, the horse was long since out of the barn. Senator Holland had the numbers. Practically speaking, nothing else really mattered.