The 13th, 14th, and 15th Amendments are really something of a special case. Not only did they fundamentally reconfigure the political culture and the social and economic character of the American republic as a whole, but they were approved and ratified under a set of extremely unusual circumstances. The Civil War (1861-1865) had just concluded, between five hundred thousand and one million Americans had just been killed, the states of the former Confederacy were under military occupation, and millions of enslaved peoples had just been freed under the terms of an executive order issued by President Abraham Lincoln (1809-1865). Unsure that this latter measure would stand up to judicial scrutiny, Lincoln then partnered with the Radical Republicans who controlled both houses of Congress to secure an amendment to the Constitution which would ban slavery unequivocally. Lincoln was killed in April of the same year that the measure was successfully ratified by the states – becoming the 13th Amendment on December 6th, 1865 – after which the Republicans then resolved to advance several additional modifications. The 14th Amendment – which sought to redefine the nature of citizenship and guaranteed equal protection under the law – was thereafter approved by Congress in June of 1866 and ratified by three-fourths of the state legislatures on July 9th, 1868, while the 15th Amendment – which sought to guarantee the right to vote regardless of race, color, or having previously been enslaved – was voted out of Congress in February of 1869 and ratified by the three-fourths of the states on February 3rd, 1870.
Collectively, these three amendments
fundamentally transformed the American republic and set the stage for the next
century of American social and political history. But it is because their effects
were so all-encompassing that it becomes exceptionally hard to determine
whether the states or the people had the greater interest in seeing them
passed. By the end of the Civil War, having been confronted with far more
bloodshed than many of them ever thought possible, both the inhabitants and the
political representatives of the various Northern states had largely come to
identify the institution of slavery as both the cause of the conflict and a
problem in need of solving. The aforementioned Emancipation Proclamation (1862)
had sought to use executive authority to free the enslaved peoples residing in
the rebellious Southern states, but this arguably amounted to only a
half-measure at best. Not only was such an executive order vulnerable to
Supreme Court nullification, but the measure did not affect the status of
enslaved peoples in the “loyal” states of Missouri, Kentucky, Maryland, and
Delaware. Amending the Constitution would address these issues definitively,
though it would also require a good deal of careful horse-trading to see it
approved by Congress and then ratified by the states. The declared secession of
the slaveholding South ensured that most of the Congressmen and Senators who
would otherwise have objected to an anti-slavery amendment simply weren’t
represented, but there were still a number of Northern Democrats in each of the
chambers who were likely to frustrate any attempt by their Republican opponents
to push through such a drastic measure. And even if the draft amendment secured
an affirmative vote in Congress, it still wasn’t entirely clear whether
ratification might be achieved by securing just the approval of three-quarters
of the loyal states or if three-quarters of the total number of states would
ultimately be required. But such was the apparent importance of achieving a
final end to slavery to the contemporary Republican leadership that they forged
ahead undaunted towards that selfsame goal. The cost would be high and the road
exceptionally treacherous, but they would see slavery abolished.
In order to achieve this objective,
ultimately, Lincoln and his allies resorted to what might now be considered
somewhat less than ethical tactics. Taking advantage of the fact that the
session of Congress that was set to meet following his victory in the Election
of 1864 would include a number of members who had not been re-elected, the
President authorized certain of his agents to make offers to a number of outgoing
House Democrats of patronage postings or “campaign contributions” in exchange
for their support for the amendment. Men were presented with positions in the
Customs Service or federal postmaster positions in the state of their choice,
and Secretary of State Seward made a fund available for direct payments to
individual Representatives. When these tactics yet failed to move a resolute
handful of Democratic Congressmen, Lincoln then approached each of the men in
person in an effort to sway them as best he could. In the end, on January 31st,
a two-thirds majority was reached in the House by a margin of 119 to 56.
Together with the prior Senate approval – by a vote of 38 to 6 – this sent the
anti-slavery amendment to the states. Lincoln signed it – though he was not
required to – on February 1st, 1865, and it was on that same day
that the ratification process began.
Ratification, of course, was the more
troubling proposition in light of the relative positions of the various states.
In February of 1865, the American Civil War had not yet concluded. And while it
was permissible, under traditional quorum rules, for Congress to continue to
legislate so long as at least half of its members were present, the
Constitution made no allowance for amendments to be ratified by anything less
than three-quarters of the total number of state legislatures. How,
then, was this to be accomplished when almost one third of that total number of
states – eleven out of thirty-six – were actively in rebellion against the
authority of the federal government? In some cases, the answer was relatively
simple. Several of the states which had seceded from the union were already
under military occupation, the result of which was the formation therein of a
series of ad-hoc pro-union governments. But while these provisional
legislatures were quick enough to vote in favor of the relevant amendment,
those states which remained under the control of the Confederate government
presented a somewhat stickier problem. It was the position of the federal
government throughout the whole of the Civil War that the Southern states which
formed the Confederacy had not actually left the union. Rather, they were
simply being governed by those who chose to adhere to the legal fiction that
was the Confederate States of America. A state which had yet to be occupied by
union troops therefore occupied something of an unusual position. While it
remained, legally, very much part of the union, any such state was essentially
without a recognized government. The existence of such states – being
essentially without a proper legislature – accordingly raised an important
question within the context of a constitutional amendment. That is, if Article
V declared that a provisional amendment, “Shall be valid to all intents and
purposes, as part of this Constitution, when ratified by the legislatures of
three fourths of the several states,” what was the remedy if a significant
portion of the states were not possessed of valid legislatures? Was the
approval of three-fourths of the existing legislatures what was called for by
this provision, or the approval of the legislatures of three-fourths of all of
the states?
President Lincoln, for his part, thought
these sorts of questions to be a needless distraction. It was in everyone’s
interest, he said, for the rebelling states to be restored to their proper
place in the union as expeditiously as possible. And once a state was fully
restored, it could hold a vote on the relevant amendment. He did not mention,
to be sure, what restoration would ultimately look like, or what requirements
might have to be met before a state could be readmitted to the federal fold.
His fellow Republicans in Congress had certain ideas about just that. But the
general thrust of his feeling was generally quite clear. Rather than quibble
about the meaning of certain passages of the Constitution, concerned parties
should rather direct themselves towards the speedy mending of the North/South
breach. Lincoln gave voice to the opinion, it’s worth noting, in a speech he
delivered on April 11th, 1865. Three days later, he was assassinated
while attending the theatre in Washington, and the subsequent ascension of his
Vice-President, the pro-union Tennessee Democrat Andrew Johnson (1808-1875), to
the office of chief executive somewhat complicated matters going forward.
Johnson was not trusted by the Republicans who controlled Congress, suspicious
as they were that he favored a policy of amnesty for former Confederates, and
there subsequently emerged two competing strategies for ratification. The
Republicans, as aforementioned, had certain ideas about how and when the
rebellious states should have been allowed readmittance to the union. Namely,
they favored restoration as being contingent upon acquiescence to certain
Republican Party priorities, the anti-slavery amendment being chief among them.
Johnson, meanwhile, favored a more conciliatory position. Being a Southerner
himself, he was inclined to negotiate with the secessionists; to help them form
new governments quickly and to discuss the flexibility with which the
ant-slavery amendment might practically be enforced. The results, to say the
least, were more than a little chaotic.
For one thing, President Johnson’s approach
constituted circumventing Congress entirely. While the Republicans in the House
and the Senate were attempting to use their legislative authority to define how
and when former Confederate states could rejoin the union in effort to promote
the ratification of both the anti-slavery amendment and its possible
successors, Johnson simply reached out to interested parties in the rebellious
states for the purpose of forming new post-Confederate governments. In order to
play a part in one of these governments, men purportedly had to demonstrate
their loyalty to the federal government, though this did not stop many former
Confederate officials and officers from successfully making the cut. And in an
effort to secure ratification before Congress could begin setting terms,
Johnson also made a number of personal assurances which looked set to weaken enforcement
measure in question. In response to concerns expressed by the governors of
North Carolina and Mississippi, for example – both of whom he had appointed to
their posts – the President avowed that the enslaved peoples ultimately freed
by the pending amendment would only be required to have some of their
civil rights recognized. So long as they would be permitted to, say, testify in
a court of law, it would be up to the various state governments to decide
whether they could also vote in, or stand for, state or federal elections.
These were, to be sure, exceptionally troubling promises for an American
President to make, and they most certainly did not align with the intentions of
the Republican Senators and Congressmen who were the principal authors of the
anti-slavery amendment.
All that being said, Johnson’s efforts were
ultimately successful. Though he promised nervous Southern governors that
abolishing slavery would not necessarily amount to fully freeing the region’s
enslaved population, and though several states accompanied their instruments of
ratification with express declarations that they in no way endorsed federal
meddling in the political status of former slaves, the President’s own meddling
with Congress’s plan for the defeated South did result in the ratification of
the 13th Amendment. By the end of the first week of December, as
1865 came to a close, the hastily assembled legislatures of North Carolina and
Georgia brought the total number of affirmative votes up to the necessary
twenty-seven. In his capacity as Secretary of State, William Seward thereafter certified
this result while giving no notice whatsoever to the aforementioned
qualifications. The amendment then formally became part of the Constitution on
December 18th, 1865. On President Johnson’s part, it’s fair to say,
this constituted a great success. Having secured the approval of the
anti-slavery amendment with the vital aid of a number of former Confederate
states, there now seemed to be no grounds upon which the Republicans who
controlled Congress could refuse to readmit these same states to their proper
place in the union. And the fact that that he had also incurred the debt of a
number of his fellow Southern politicians for having paved the way for the
restoration of their states to their proper representation in Congress
certainly didn’t hurt. As a result of the next mid-term election, Southern
Senators and Congressmen would return to their proper place, and then Johnson
might just be able to set about governing the nation properly.
Successful though this “Presidential
Reconstruction” may have been in the short term, however, the Radical
Republicans who controlled Congress were far from finished with their reformist
agenda. Abolishing slavery was arguably the least of what they hoped to
accomplish, and it wasn’t long before they moved forward with the next phase of
their effort to fundamentally transform American life. This began, in the
immediate, with the passage of the Civil Rights Act of 1866. Intended as a
direct challenge to the so-called “Black Codes” in place in the former
Confederate states – which laws, though they pre-dated the Civil War in most
cases, gain new importance in its aftermath as a means of preventing former
slaves from asserting the legal and economic freedoms to which they were due –
the Civil Rights Act was effectively a federal guarantee of citizenship
regardless of race, color, or previous condition of servitude. Understandably –
given the kinds of promises he had made in exchange for Southern ratification of
the 13th Amendment – President Johnson strongly objected to any such
guarantees being made at a time when the states of the former Confederacy had
yet to be reseated in Congress and chose to exercise his veto power
accordingly. But while Congress was able to successfully override this veto by
the beginning of April in 1866, there remained some degree of concern within
the Republican caucus as to the law’s ultimate viability. Part of what
President Johnson had been concerned about was the propriety of Congress
unequivocally overruling the laws of states which otherwise had no say in the
matter. The Civil Rights Act, to be sure, was a drastic sort of thing, and many
Republican members of Congress openly wondered if it might in fact have been
too drastic to pass judicial muster. To that end, beginning in that same month
of April, plans were set in motion for another amendment to the Constitution.
To be fair, judicial scrutiny was not all
that the Republicans feared. While the ratification of the 13th
Amendment absolutely represented a victory, it was not a victory entirely
without a downside. Prior to the outbreak of the Civil War and the departure of
the representatives of the Southern states from the House, the South had
consistently enjoyed a degree of power and influence within that body
proportionally larger than they should have based solely on their citizen
populations. The reason for this had to do with an infamous clause found in
Article I, Section 2 of the U.S. Constitution. For the purpose of apportioning
seats in the House of Representatives, it read, the number of districts to
which each state was entitled would be determined,
According to their respective
Numbers, which shall be determined by adding to the whole Number of free
Persons, including those bound to Service for a Term of Years, and excluding
Indians not taxed, three fifths of all other Persons.
“All other
persons,” of course, referred to those who were enslaved. If it had been up to
the delegates from the states in which slavery was economically significant, to
be sure, this clause would not have been included at all. Indeed, they would
have loved nothing more than to count every enslaved person they owned for the
purpose of increasing their power in Congress while granting these same individuals
no political rights whatsoever. The Three-Fifths Compromise was intended to
stake out a middle ground. The principal slave-holding states would enjoy more
power than they were really entitled to, but it would amount to less power, as
a whole, than they might otherwise have preferred. But with the ratification of
the 13th Amendment, this compromise was no longer valid. Formerly
enslaved peoples would now be counted as whole numbers for the purpose of
apportionment. In the moment, in 1866, this was not the most urgent problem.
But if nothing was done in response to this change in time for the census of
1870, the Southern states would finally get what they had wanted as far back as
1787. That is to say, their representation in Congress would increase dramatically
while the people they had to thank for it would continue to be denied their
rights.
In addition to their stated moral
objective of ensuring that formerly enslaved peoples would be able to take
their rightful place as American citizens, therefore, the Republicans who
controlled Congress in 1866 also had a more grounded reason for supporting a
citizenship amendment to the United States Constitution. Namely,
self-preservation. Having just given Southern Democrats a tremendous gift in
the form of enlarged delegations in the House, they sought to counter the
resulting advantage by ensuring that formerly enslaved peoples would be able to
vote and to stand for office however they themselves saw fit. In terms of
execution, however, this was easier said than done. There still remained a far
from insignificant number of Northern Democrats in Congress who were not
inclined to allow the federal government to effectively start overwriting state
laws. And the representatives of states like Kentucky, Maryland, Missouri, and
Delaware were likewise unlikely to countenance the crafting of any amendments
intended to fundamentally re-articulate the legal and political status of their
own sizeable populations of free Blacks and formerly enslaves peoples. The
result, in the end, was a kind of piecemeal approach. Rather than try to pack
all of their priorities into a single amendment, the Republicans instead
resolved to separate their desired objective into two distinct proposals. In
the first place – doubtless as a measure of its relative importance – they settled
on an amendment which would merely ensure that all persons, “Born or
naturalized in the United States, and subject to the jurisdiction thereof, are
citizens of the United States and of the State wherein they reside.” Subject to
additions, alterations, and more than a little negotiation, the resulting draft
amendment was accordingly approved by the Senate (33-11) on June 8th
and the House (138-36) on June 13th and then submitted to the states
for ratification.
The states of the former Confederacy
– surprising no one whatsoever – categorically refused to even contemplate such
an abrogation of their authority over the rights and privileges of their
inhabitants. Tennessee was the lone exception, voting to ratify the draft
amendment on July 18th, 1866. But in every other instance, the South
formed an impenetrable wall. Congressional Republicans chose to respond to this
intransigence with perhaps their most radical initiative yet. Twenty-eight
states were required to ratify the amendment before it could become a valid
part of the Constitution. When it became clear, in the early spring of 1867,
that the former slave states were not going to budge, the Republican-controlled
Congress passed the so-called “Reconstruction Acts.” Their effects were
essentially twofold. First, notwithstanding the fact that President Johnson had
spent the better part of the previous year personally helping the states of the
former Confederacy construct post-war governments, the Reconstruction Acts
created a series of federal military districts, each led by a general officer
of the victorious Union Army. Administered as part of the War Department, these
districts would essentially serve as regional intermediaries between the
federal government and the state governments. The commanding generals were to
be empowered to enforce such laws as were passed by Congress and would enjoy
free reign in dismissing any governments or officeholders who willfully engaged
in disobedience to, or obstruction of, the same. In addition, the Acts also
made a point of decreeing, in no uncertain terms, that any state within the
boundaries of the military districts wishing to return to civilian rule and
retake its place in the House and the Senate would be required to ratify the aforementioned
citizenship amendment and form yet another new government in keeping with the
priorities and requirements of Congress.
While these policies, in many ways,
amounted to little more than extortion, they were neither unconstitutional, nor
illegal, nor altogether unsuccessful. As these aforementioned acts began to be
enacted over the course of 1867 and into 1868, the formerly recalcitrant
Southern states began to slowly come around. Arkansas was the first to do so,
finally voting for ratification on April 6th, 1868. Florida followed
soon after on June 9th. Then came North Carolina on July 4th,
Louisiana and South Carolina on July 9th, Alabama on July 13th,
and Georgia on July 21st. The Peach State brought the final count up
to a more than adequate thirty, after which – on July 28th –
Secretary Seward made the official declaration that the 14th
Amendment was now a part of the Constitution. Several Southern states, it is
true, yet remained outside the federal fold. Virginia, Mississippi, and Texas
had notably declined to ratify the amendment, and in the case of the latter two
would continue to hold out into 1870. But for the time being, in light of what
the Radical Republicans had aimed to accomplish, the whole project constituted
an undeniable success. The states of the former Confederacy may have been in
line, not only to regain their seats in Congress but to do so in greater
numbers than before, but at the very least their formerly enslaved populations
could no longer be denied their basic rights. All that remained, as the
Republicans in Congress had intended, was one final initiative to conclusively
balance the scales of political power in the South. By way of another amendment,
the Southern freeman would get his vote.
Partly, this conviction was the
product of the strategy discussed above. Unable to secure the support of the
requisite number of Democratic Senators and Congressmen for a single amendment encapsulating
all of their policy priorities, the Radical Republican leadership had consented
to separate their final objective into two separate initiatives. Having secured
the ratification of the 14th Amendment, therefore, the time had
simply come to pursue the addition of its companion. That being said, there
were also certain practical considerations at play which added a sense of
urgency to the project in question. For one thing, as aforementioned, the
Census of 1870 was soon to take place. Unless those formerly enslaved peoples
were fully secured in their political rights at the same time that the states
themselves were granted the expanded representation which they were due, it was
virtually a certainty that Congress would return to Democratic control. And in
the meantime, as the former Confederate states began to retake their place in
Congress, the totality of Republican control was already slowly beginning to
dwindle. In order to make the most of the advantage which they had enjoyed
since the Southern representatives vacated their seats at the beginning of the
Civil War in 1861, the Republicans who still controlled Congress were
accordingly inclined to make a final, ambitious play. While the 40th
Congress was still in session following the 1868 mid-terms – and knowing full
well that March of 1869 would witness the return of the Democrats to some
semblance of their former power – Congressional Republicans resolved to push
their latest amendment through the House and the Senate in something less than
three months.
To accomplish such a thing was about
as challenging as it sounds. Notwithstanding the understandable objections of
representatives from states like Missouri, Kentucky, and Maryland – all of
which emerged from the Civil War and its aftermath socially and culturally
battered and with large populations of formerly enslaved peoples – different
factions within the Republican Party itself harbored clashing priorities when
it came to whom they felt ought to be able to vote in, or stand for, state and
federal elections. Northern states were often bastions of Nativism in which the
notion of allowing the foreign-born to vote – even if they’d become citizens –
was quite simply a non-starter. In the West, this same attitude prevailed when
it came specifically to immigrants from China, many of whom had found work on
the railroads that were then under widespread construction. And in all quarters
of the Republican Party, there seemed to be agreement as to importance of continuing
to disqualify those who had directly supported the Confederacy. Bearing all of
these objections in mind, any amendment which conclusively enfranchised every
citizen of the country simply wouldn’t do. In consequence of this – and to the
shame of those Republicans who valued principle over pragmatism – the text of
the amendment, as it was eventually hashed out, did as little as possible to
take account of potential loopholes. “The right of citizens of the United
States to vote shall not be denied or abridged by the United States or by any State
on account of race, color, or previous condition of servitude [,]” was all that
it said, along with a brief provision permitting Congress to enforce the same
terms. Room was thus left open for both literacy tests and poll taxes, both of
which would be used thereafter to great effect to deny suffrage to various
communities of American citizens. But this, as many contemporary Republicans
doubtless told themselves, was simply the price of doing business. Pursuant to
this compromise, the House voted on February 25th, 1869 to approve
the proposed amendment by a margin of 144-44. The Senate followed suit the next
day by a tally of 39-13. Thereafter, as before, the ratification process began.
Events progressed thereafter in a
mostly predictable fashion. In most Northern states and in the reconstructed
Southern states – the latter of which had been readmitted to Congress under the
close direction of the same – the process proceeded apace. President Ulysses S.
Grant (1822-1885) gave the effort his endorsement and personally sought the
cooperation of certain governors and legislators. By the summer of 1869, as the
process began to slacken, Congress once more stepped in and put its authority
to use. In this case, with the passage of another Reconstruction Act, the
Radical Republican majority once again mandated that those remaining Southern
states which had yet to retake their place in Congress would be required to
ratify the new amendment before they could do so. Unsurprisingly, this prompted
Virginia, Mississippi, Texas, and Georgia to each supply their ratification
between October of 1869 and February of 1870. On March 30th of the
latter year, Secretary of State Hamilton Fish (1808-1893) was then able to
certify that the 15th Amendment had become a part of the Constitution.
The next several years accordingly witnessed a fundamental shift in the
nation’s social and political status quo. Republicans having successfully taken
control of the governorships and legislatures of every Southern state besides
Virginia, the way was now open for Black voters and Black candidates to
exercise their constitutional rights and take their place in the electoral
system. Black men were accordingly elected to local, state, and federal offices
in numbers completely unheard of before that point in American history. As a
percentage of the size of the Black communities in the various states, the
number of those elected remained far below what it should have been, of course,
and political violence and fraud became increasingly common as the 1870s wore
on and former Confederates began to assert themselves as the dominant political
force in the region. But for a time, and thanks in no small part to the ongoing
presence of US military personnel, Black suffrage flourished in the former
slave states in a way that had previously been impossible. Between 1870 and
1876, over seven hundred Black men were elected to serve in Southern
legislatures, fifteen Black men represented Southern states in Congress, and
two Black men were chosen by the legislature of Mississippi to represent that
jurisdiction in the United States Senate.
A great deal more would occur over
the course of the wanning decades of the 19th century which might
conceivably bear commenting upon concerning the legacy of the relevant amendments.
The end of Reconstruction, the rise of Jim Crow, the return to power of the
Democratic Party, and the Supreme Court’s validation of poll taxes and literacy
tests; all of these things would end up shaping how and where the terms of the
14th and 15th amendments would ultimately be applied. But
these developments – though important in their own right to understanding the story
of American democracy – do not necessarily bear upon the investigation underway
herein. The purpose of this present series is to come to a deeper understanding
of how and why the United States Senate functions as it currently does. And the
purpose of the present tangent off of that investigation is to compare and
contrast the character of the various amendments to the Constitution ratified
before and after the addition of the seventeenth among their number. In this
way, it will be demonstrated that the passage of the 17th Amendment
– which made Senators subject to popular election – altered the probabilities
of certain kinds of amendments being either rejected or passed thereafter. Those
which were ratified prior to the addition of the 17th Amendment have
generally been either of a mixed character or a legislative character, which is
to say that they have enjoyed either a combination of popular and institutional
support or primarily institution support. And those which have been ratified
since have been mostly popular in nature, owing mainly to the shift in the
Senate’s base of power.
While this distinction has been, and
will be, substantially borne out by the facts, it bears repeating the extent to
which the 13th, 14th, and 15th amendments defy
easy categorization. These reforms did enjoy, it must be said, substantial
popular support. Not only did the majority Republicans enjoy the consistent
backing of their Northern constituents throughout the period described above,
but the formerly enslaves peoples of the Southern states – amounting to many
millions in total – were also very much in favor of the initiatives in
question. It is also true, however, that while the speed with which these three
amendments were drafted, approved, and ratified – from start to finish, a
period of less than five years – would seem to indicate a much greater degree
than usual of popular and institutional agreement, the specific circumstances
of the moment leave ample room for doubt. In 1865, after all, as the text of
the 13th Amendment was being drafted in the House and the Senate,
none of the states of the Confederacy were represented in the halls of
Congress. This was also substantially the case during the drafting of the 14th
Amendment and was only just the case as the 15th Amendment was being
written. Did these amendments therefore represent the intentions of the
majority of the various state governments or were they the products of a wholly
unique period of virtual one-party Republican rule? No doubt, the various
Senators who were then members of the Republican Party had the backing of their
respective legislatures. Popular support, as aforementioned, was widespread in
the North for such measures as would either punish the Southern states for
having prompted the late war or which would at least take such steps as to
prevent a similar conflict in the future. But how much did these factors impact
all that the Republicans would ultimately do? Were Republican Senators, in
pursing the amendments in question, hewing to the instructions delivered by their
legislatures, or were they simply reveling in their unparalleled power and
pursuing whatever objectives that they themselves saw fit?
The aforementioned novelty of the
historical circumstances makes these questions very difficult to answer. It
would seem fair to say, all things considered, that the 13th
Amendment enjoyed both popular and institutional support. The population of the
Northern states, having just suffered an unaccountable tragedy as a result of
the desire of their Southern counterparts to protect the institution of
slavery, doubtless felt it only proper that this same institution be abolished
forthwith. The members of the Northern legislatures very likely felt the same, many
of whom had lost friends or family members or risked life and limb themselves.
And it is also a documented fact that both the Lincoln Administration and its allies
in Congress sought the passage of the 13th Amendment in large part
because they were concerned that the Emancipation Proclamation was unlikely to
stand up under the scrutiny of the Supreme Court. But what of the 14th
and the 15th amendments? While the terms of both of these documents
certainly conformed to the stated aspirations of the radical wing of the
Republican Party, there was also a degree of political calculation which
doubtless helped to carry along those members who were otherwise unconcerned
with the furtherance of Black civil rights. Many Republicans, after all, simply
wanted to end slavery, and most assuredly had to be talked into guaranteeing
formerly enslaved peoples their full rights as American citizens. And what did any
of these things matter to the Republicans legislators who controlled the
various state assemblies? Or to the inhabitants of the various states in which
the Republicans held political power? Many Republicans were diehard
abolitionists who believed that racial equality should be the one and only goal
of their movement, but just as many were not. If their Senators had refrained
from supporting the aforementioned amendments – the substance of which was the
enfranchisement of the nation’s Black inhabitants – would these legislators and
their constituents have been all that bothered? The tactical considerations
discussed above might still have elicited a degree of support for the same, but
would it have been enough? The circumstances of the moment, as aforementioned,
were so exceedingly unusual that question such as these would seem next to
impossible to answer.
And none of this is to mention the
bizarre manner in which the ratification process played out in regard to the 14th
and 15th amendments. In most instances prior to the adoption of the
17th Amendment, one would presume to observe a close relationship
between how a Senator voted on a given amendment and how the relevant
legislature voted during ratification. Having instructed the Senators which it
was their duty to appoint to vote a certain way, a state assembly would
presumably vote that same way themselves when it came time to ratify the
resulting amendment. The means by which the 14th and 15th
amendments were ratified, however, in large part throw this relationship out
the window. Though in both cases the legislatures of certain Southern states
were instrumental in securing the ratification of the relevant amendments, none
of these same legislatures had any input into the drafting process by way of
the Senators that they were otherwise entitled to appoint. The reason for this,
obviously, is that the states which went on to form the Confederacy pulled
their representatives out of Congress just after hostilities began during the
aforementioned Civil War. Notwithstanding the reason, however, the result was a
kind of scrambling of the customary dynamic. States with no input into the
creation of two extremely consequential amendments were nonetheless required to
give their assent to the same or else remain exiled from the halls of federal
power indefinitely. Not only must the pressure which this situation exerted
upon the relevant states and their inhabitants have been severe in the extreme,
but the mere fact of it makes it exceptionally difficult to account for the
nature of the support which the states in question ultimately offered.
Think of it this way. If the states of the Confederacy had been represented in Congress at the time of the drafting of the 13th, 14th, and 15th amendments, it’s safe to say that the legislatures thereof would have given instructions to each of their Senators to oppose all three amendments in no uncertain terms. Being each of them dominated by a class of slave-holding pseudo-aristocrats, it simply wouldn’t have been in the interests of these states to abolish slavery and then enfranchise the resulting freemen. The fact that these same states absented themselves from Congress in 1861 ensured that this exact outcome did not ultimately come to pass, of course, at the same time that it placed them in a very disagreeable position once the Confederacy had definitively collapsed. Unable to provide any input into the drafting of the aforesaid amendments by way of the Senators which they were otherwise entitled to appoint, these same state legislatures were nonetheless expected to ratify the documents in question if they wished to regain their place in the federal union on anything like a reasonable timeline. This was, as mentioned above, tantamount to extortion, and doubtless fundamentally altered the thought-processes of all involved.
Neither the political class nor the inhabits of the various Southern states surely favored the elimination of slavery followed by the enfranchisement of the local Black population, but what choice did they have under the circumstances? Not only had they just recently been defeated in their attempt to form a breakaway republic dedicated to the perpetuation of the ownership of human beings, but they were now being refused the opportunity to take their constitutionally mandated place within the administration of the federal union. Refusal to cooperate may have satisfied their sense of pride, but the cost was most assuredly tremendous. Consider, by way of example, the fate of those states which refused to ratify the 14th Amendment and held out on ratifying the 15th Amendment until a year after its approval by Congress. For the entire period between the middle of 1861 and the beginning of 1870, the states of Texas, Virginia, Mississippi, and Georgia had no representation in Congress whatsoever. That’s almost nine years total during which these four states had no say in the direction of the nation of which they were a part. Bitter though the medicine may have been which they were being directed to swallow, the thought of being thus exiled in perpetuity doubtless overrode the racial animus of the majority of contemporary Southerners.
This whole period, to be sure, is an exceptionally interesting one in the long, strange history of the American republic. This writer, for one, could not resist talking about for far longer than his readers would doubtless have preferred. But it is also a period from which it is hard to draw conclusion within the context of the present discussion. In the aftermath of a war that kill more than half a million Americans, three amendments were ratified in a period of less than five years. One president was assassinated, another was nearly removed from office, states were refused their place in Congress, and a military occupation was installed in the South. In the midst of all this chaos, it would seem functionally impossible to determine – by way of the previously-established criteria – whether the amendments in question were mainly popular or institutional in their fundamental character. None of them were solely popular; that much would seem fairly clear. But to what extent were they institutional, the product of party priorities or political calculus? And to what degree did they represent the unrestrained animus of a particular faction? Again, it would seem impossible to say with anything resembling certainty. Let this trio of amendments be laid aside, therefore, in the context of the present discussion. And let it be said about them no more than the following short epitaph, that they were the unprecedented products of an unprecedented era.
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