By way of offering
a last few parting thoughts before concluding the present series and moving
along to some other subject, I would like to ask my inexhaustibly patient
readers – whom I quite possibly fool myself I haven’t driven away entirely – to
accompany me in a brief, final examination of one last aspect of Samuel Bryan’s
Centinel I. Specifically, I would like to turn the attention of the present
program to the various ways in which the aforementioned author sought directly
to question the practicality of certain provisions and structures within the
proposed constitution. As previously discussed, the author of Centinel I tended
towards a very grounded style of argument, often confronting a theory with
which he disagreed with facts that seemed to disprove it. Recall, to that end,
the concept of the extended republic as it applies to the enlarged scope of
federal power envisioned by the proposed constitution and Bryan’s
counterargument concerning contemporary state secessionism. This kind of
approach did not constitute his only mode of argument, however. In some cases,
when confronting a given theoretical principle, Bryan instead simply drew
attention to the plain truth that the validity of the same had yet to be
proven. While this might seem on its face a fairly obvious approach, it is
nevertheless a very useful one in the context of public policy. Innovation is,
and always will be, a very valuable quality in public administration.
Precedent, on its own, can be needlessly stifling, and is best tempered by the
admission that sometimes the best idea is the one that hasn’t been thought of
yet. But properly embracing innovation within the context of government – in
which even minor changes stand to affect the lives of hundreds, or thousands,
or millions of people – requires the officers and the constituents thereof to
ask hard question of themselves and each other. Indeed, at the same time that
it asks them to hope for the best, it simultaneously demands that they consider
the worst.
Considering the worst, as it
happened, was something Samuel Bryan appeared to excel at. Unimpressed by
ambition and unmoved by fame, he questioned a great deal of what the supporters
of the proposed constitution attempted to present to their countrymen in the
final months of 1787. Who were these men, he asked, that drafted an entirely
new plan of government for America? What difference did it make of some of them
were popular and beloved? And for that matter, why should Americans consent to
enlarge the sphere of national power when certain of the states themselves were
dealing with secession movements caused by political centralization? Certainly
this was not a method intended to sway men by feats of rhetorical imagination,
but under the circumstances it nonetheless represented a very useful way of
thinking. The powers being discussed, to be wielded by a national government
more competent in its own right than any which had come before, were too
significant not to question their every aspect, from how they were arrived at
to the needs they sought to address. The architects and supporters of the same,
of course, had a great many theories at hand which ostensibly addressed these
inquiries. A government which balanced equal centers of power against each
other, they said, would guard itself from the domination of a single party or
interest. The responsibility of the Senate to approve treaties and executive
appointments, they said, would allow the individual states to exert substantial
influence directly upon the administration of the sitting president. And what
possible danger, they added, could the proposed federal government present to
the states when both derived their authority from the same source, the American
people? Reasonable though these explanations no doubt sounded – and sincere though
the intentions of those who offered them no doubt were – they were nonetheless little
more than hypothetical models which experience had yet to prove or disprove.
Bryan attempted to point this out to his countrymen throughout the text of
Centinel I, sometimes pointedly, sometimes subtly, but always with effect.
Consider, to that end, the point
which Bryan attempted to raise in the sixteenth paragraph of the aforementioned
essay concerning a particular clause of the proposed constitution and the effect
he believed it was bound to exert – indeed, was intended to exert – upon the
individual states. The passage in question, which Centinel I quoted in full,
was located in Article VI, and stated with admirable plainness that,
This Constitution, and the Laws of the United States which shall be made
in Pursuance thereof; and all Treaties made, or which shall be made, under the
Authority of the United States, shall be the supreme Law of the Land; and the
Judges in every State shall be bound thereby, any Thing in the Constitution or
Laws of any State to the Contrary notwithstanding.
The logic of this
provision, as offered by Framers and ardent supporters of the proposed
constitution Alexander Hamilton (1757-1804) and James Madison (1751-1836), was
essentially twofold. On one hand, Hamilton asserted in
Federalist No. 33, the supremacy of the union of states over any single state
was fundamental to the very existence and purpose of that union. The delegates
to the Constitutional Convention did not convene in Philadelphia and labor for
five months for the purpose of creating yet another national government
incapable of compelling the individual American republics to abide by its
authority. Not only would that have been a wholly senseless endeavor, but it would
have defied the very nature of political association. “If individuals enter
into a state of society,” Hamilton posited accordingly,
The laws of
that society must be the supreme regulator of their conduct. If a number of
political societies enter into a larger political society, the laws which the
latter may enact, pursuant to the powers entrusted to it by its constitution,
must necessarily be supreme over those societies, and the individuals of whom
they are composed.
The “Supremacy
Clause,” therefore – as the cited passage has since become known – was both
necessary for the proposed constitution to have any effect at all and a wholly
logical outgrowth of the theory of the social contract. If the states were
going to derive any benefit from the existence of a political union, they would
necessarily be required to cede some portion of their sovereign authority and
abide by the ends to which that same authority was subsequently deployed. The
American people were already required to do exactly that within the states, and
it evidently made little sense to Hamilton for states to be expected to do any
less within the union.
And on the other hand, Madison
clarified in Federalist No. 44, there was the question of sovereignty. Faced
with criticisms of the proposed constitution which centered mainly on the
extent to which the states were bound to be diminished at the expense of an
empowered national government, the future author of the Bill of Rights sought
to clarify rather emphatically that the welfare of the American people should
by rights have been the only consideration of any attempt at collective public
action. The states, he elaborated, did not exist to be protected from the
encroachment of a theoretical superior power. The Revolution had not been waged
for that purpose, “The precious blood of thousands spilt, and the hard-earned
substance of millions lavished [.]” The continued existence of the various
American states depended on their ability to protect and promote the peace,
liberty, and safety of those dwelling within them, and nothing more. If it
pleased the people to alter or do away with the relevant governments, there
could be no argument that they possessed the right to do so, the states
possessing no sovereignty which their citizens did not cede them in turn. Just
so, if it the inhabitants of the various states came to the conclusion that the
creation of a more powerful national government was necessary to their
continued happiness and prosperity, there could be no argument that the
integrity of the states need in any way be considered. Sovereignty
fundamentally resided with the people, to use and direct as they say fit.
Consequent to this, Madison went on to affirm, it ought to have been remembered
by any who would claim that the states would be improperly impaired by the
relevant clause of the proposed constitution that, “The public good, the real
welfare of the great body of the People, is the supreme object to be pursued;
and […] no form of Government whatever has any other value, than as it may be
fitted for the attainment of this object.”
The relevant commentary which Samuel
Bryan offered upon the same subject in the cited passage of Centinel I, it must
be said, did not address either of these explanations for the existence or the
purpose of the aforementioned Supremacy Clause. To be fair, this may simply
have been a matter of chronology. Hamilton’s Federalist No. 33 and Madison’s
Federalist No. 44 were both published in January, 1788, two months after the
first printing of Bryan’s Centinel I in November, 1787. Nevertheless, the
thrust of the response which he did offer begs the question whether he’d have
cared to address the relevant Federalist assertions if he’d been given the
chance. His approach to the Supremacy Clause did not so much as approach the
theoretical justifications which Hamilton and Madison later offered, seeming
instead to focus on what Bryan believed to be its likely effects and the true
intention of its authors. “By these sections,” he avowed, referring
specifically to the cited passage from Article VI,
The
all-prevailing power of taxation, and such extensive legislative and judicial
powers are vested in the general government, as must in their operation,
necessarily absorb the state legislatures and judicatories; and that such was
in the contemplation of the framers of it, will appear from the provision made
for such event, in another part of it; (but that, fearful of alarming the
people by so great an innovation, they have suffered the forms of the separate
governments to remain, as a blind.)
Theory, it seemed,
did not interest Bryan nearly so much as outcome. Paying no heed to whatever
principle may or may not have undergirded the existence of the Supremacy
Clause, he instead sought to call attention to what he believed would be the
most likely effect of its adoption.
The states, Bryan reckoned, were bound to
be completely nullified as political entities if the federal government
described by the proposed constitution was permitted to claim that its laws and
its directives were superior. No law their legislatures might endeavor to pass,
and no ruling their courts might attempt to hand down, would be safe from
eventual invalidation on the whim of whatever party controlled the organs of
national power. Faced with this stark reality, what possible purpose could the
states legitimately claim for themselves? By what right might they assert their
continued existence? To Bryan’s thinking, it seemed there could be no answer
which would come close to satisfying the devotees and supporters of the
individual American republics. These entities were vested with the sovereignty
of their citizens, had defended their liberties against the tyrannical
ambitions of Parliament and the Crown, and were now to be reduced to little
more than powerless relics of an era in American history whose primacy had
since been eclipsed. What other explanation could there be? The only purpose
which the Supremacy Clause could possibly serve, Bryan asserted, was to
facilitate the consolidation of all legislative and judicial power in the
United States of America in a single, centralized national government. The
Philadelphia Convention had not ostensibly been convened for this reason, of
course, and the proposed constitution did not otherwise claim such an outcome
as its primary function. But there could be no mistaking the implications of
the text of Article VI.
For that matter, Bryan added, there could
be no mistaking the intentions of its authors. With complete and total
centralization clearly in mind, they could only have left the states outwardly
intact “as a blind” intended to lull the people into a false sense of security.
The duplicity inherent to this approach was further supported by what Bryan
claimed to be the parallel implication of Article I, Section 4. “The Times,
Places and Manner of holding Elections for Senators and Representatives,” the
passage in question states, “Shall be prescribed in each State by the
Legislature thereof; but the Congress may at any time by Law make or alter such
Regulations, except as to the Places of chusing Senators.” There being no
obvious or stated reason why Congress would ever need to regulate these kinds
of elections, Bryan accordingly concluded that the intention of the Framers
must have been to ensure, “When the state legislatures drop out of sight, from
the necessary operation [of] this government, [that] Congress [will be] able to
provide for the election and appointment of representatives and senators.” The
cause of Bryan’s suspicion, it seemed, was the quiet way in which these provision
had been inserted amongst other more outwardly benign ones. The states were not
to be done away with entirely, their forms and traditions being for the
meantime preserved. But a figurative Sword of Damocles was to be raised above their
heads, in the form of the national government’s latent ability to undo every
law and every directive they might think to pursue, and to pick up the slack
when the inevitable transpired. That this was being pursued at all was
doubtless cause enough for Bryan to raise his voice in protest. But that it was
being done via subterfuge? That the sovereign rights of the American people
were being violated by an assembly of their countrymen under their very noses?
Surely the author of Centinel I could have imagined few more legitimate sources
of moral outrage.
In point of fact, notwithstanding certain
proposals forwarded by the aforementioned Alexander Hamilton over the course of
the Philadelphia Convention debates – which would have, among other things,
established a Senate that served for life upon election and mandated the
federal appointment of state governors – the overwhelming majority of the
delegates responsible for the final draft of the proposed constitution showed
themselves to be exceptionally sensitive of the sovereignty and the authority
of the governments that had sent them. It was necessary, of course, for the
states to show some degree of deference to the national government lest the
central weakness of the Articles of Confederation continue to hamper the
fortunes of the nascent American republic. But at no point did the Framers ever
demonstrate a collective inclination towards abolishing or even substantially
weakening the powers of the individual states. Indeed, quite the opposite was
true. In addition to rejecting out of hand Hamilton’s aforementioned plan for
the federal appointment of state executives, the assembled delegates placed the
states at the very center of their discussions about the structure of the
Constitution and the distribution of power within the government it described. The
reason, for instance, that the United States Congress is bicameral rather than
unicameral, or that its two houses are elected by different means, is because
different groups of Framers had different ideas about how power within the
federal government should have been distributed among the states. The crux of
the resulting disagreement, it turned out, had everything to do with size.
At the time that the various delegates to
the Philadelphia Convention assembled in the autumn of 1787, the central
distinction between the thirteen American states did not yet pivot upon whether
they recognized the institution of slavery or prohibited it. This would most
definitely become the defining feature of the century to come, but as yet most
every state, North and South, made legal allowance for the ownership of human chattel.
Rather, what separated the states in the late 1780s – and formed them into what
at times amounted to two mutually antagonistic camps – was their relative size.
States like Virginia, Pennsylvania, and New York possessed large populations
and powerful economies, and had historically harbored significant territorial
ambitions in what was then the unsettled – though still very much populated –
Midwest. The Articles of Confederation had stymied their ambitions by mandating
equal representation in Congress for every state, and it was their hope that a
new framework of government would allow them to claim their rightful place –
based on the fact that they contained the greatest share of the American
population between them – as the principle drivers of the nascent American
republic’s foreign and domestic policy. By comparison, states like Connecticut,
New Hampshire, New Jersey, and Maryland were very small in terms of population
and economic significance. The Articles of Confederation had served them well
by permitting them the same weight in Congress as their larger counterparts,
and it was the intention of their representatives in Philadelphia to preserve
this state of affairs under any new form of government.
The resulting debates produced a number of
proposals embodying each of these positions or some variation thereof. The
Virginia Plan, for instance – named for its origin in the Virginia delegation –
described a bicameral legislature whose two houses would both be allocated
proportionally. The lower house was to be chosen by the general electorate, the
upper house by the lower house, and the chief executive by some combination of
the two. While this arrangement met with the general approbation of the large
state delegates, it was understandably rejected by those who had been chosen to
represent the aforementioned small states. Fearing that the interests of their
respective communities would be completely overwhelming within a system that
gave such clear advantage to population, these delegates instead came out in
favor of the countervailing New Jersey Plan. Introduced by delegate William
Patterson (1745-1806), this framework skewed much nearer to the existing
arrangement under the Articles of Confederation. Congress was to remain
unicameral, states were to possess a single vote each, and representatives were
to be chosen by the various state legislatures. Though it ultimately failed to
garner enough support among advocates of the Virginia Plan to replace it as the
basis of further debate, the New Jersey Plan arguably did succeed in shifting
the focus of its supporters going forward. Faced with the increasingly
inarguable reality that the product of the Philadelphia Convention would differ
significantly from the Articles of Confederation, small state delegates
accordingly set themselves to the task of forging some manner of compromise
that would preserve as much of what they valued about the Articles as possible.
The aforementioned Hamilton Plan – under which the state governments would
exercise almost no influence on national affairs – quite possibly served the
same purpose for the supporters of the Virginia Plan, being so thoroughly
centralizing that it may have shocked then into reconsidering the relationship
they envisioned between the state governments and the national government.
Connecticut’s Roger Sherman (1721-1793)
ultimately broke the logjam by offering a compromise proposal whose basic
framework formed the spine upon which the United States Constitution was
subsequently built. Seeking to ameliorate the concerns of both large state
delegates and small state delegates – and being himself from a small state –
Sherman combined the bicameralism and the proportional representation of the
Virginia Plan with the uniform representation and state appointment of the New
Jersey Plan into a blueprint which recognized population advantage without
allowing it to become the only source of power within the proposed national
government. Representatives in the lower house of Congress were to be seated
according to the population of their state – to the advantage of New York,
Pennsylvania, and Virginia – while representatives in the upper house would be
apportioned equally per state at the behest of the relevant legislatures – to
the relief of New Hampshire, Maryland, and their similarly diminutive
counterparts. Further additions to the plan – exclusive power over the
introduction of financial legislation in the lower house, exceptionally long
terms in office for members of the upper house – helped to ensure that large
states and small states alike could derive some exclusive advantage from
abiding by the arrangement and accordingly secured its endorsement by the
majority of the assembled delegates.
Granting that subsequent developments in
American political culture ultimately led to the development of factions,
alignments, and, eventually, party organization that cut across state interests
in favor of ideological principles or basic policy goals, the developments
noted above hopefully serve to make it exceptionally clear that the lens
through which the essential structure of the United States Government were
first envisioned in 1787 was decidedly dominated by the existence of the states
themselves. While a significant number of the delegates assembled in
Philadelphia had come to assign some value to truly national institutions
through having served in the Continental Army, state government remained the
default context within which the majority of those selfsame envoys had grown
accustomed to conceiving of political power and political institutions. For
representatives of the smaller states, this tendency manifested in their
devotion to the idea that the individual states should remain at the center of
whatever model of national government was ultimately adopted. Lacking the
popular or economic advantages of their larger counterparts, they accordingly
sought refuge from functional irrelevance in the preservation of the states as
meaningful political entities within a distinctly federal administrative
framework. While this might appear to have been little more than a tactical
decision – and perhaps indeed it was – the evident impulse behind it would seem
anything but.
If the delegates to the Philadelphia
Convention dispatched by Georgia, New Hampshire, and Delaware (among others)
had been as intent on the elimination of the individual states as Samuel Bryan
asserted they and their colleagues were in the text of Centinel I, they should
not have raised any objection at all to the adoption and promotion of the
initial Virginia Plan. So what if the larger states enjoyed a much greater
share of influence in Congress? The small states would elect representatives as
well, if fewer, who would in turn be free to conspire with any number of their
compatriots to rob the American people of the liberty for which they had lately
fought and suffered. The inability of New Jersey to speak effectively for
itself in national council would appear to matter very little if this was truly
what the convention delegates were after. The fact that the small state
delegates did not give way to the Virginia Plan immediately is proof enough
that it was not. The existence of the states mattered to the New Jersey
delegates, the New Hampshire delegates, and the Maryland delegates. These men
came from different places, spoke for and from different sets of interests and
experiences, and were demonstrably disinclined to have the needs of their
particular communities subsumed within those of any nationwide party or
interest.
At
the same time, if the large state delegates were the ones who stood to benefit
from a radically empowered national government, they should not have had any
cause to reject the Hamilton Plan or its implications. Whether the national
government appointed state governors or not, whether Senators served for life
or not, the people of Pennsylvania, Virginia, and New York would between them have
enjoyed majority representation in Congress and subsequent control over federal
spending priorities. More to the point, the people of a certain class within
these states would have been able to enhance their access to institutional
power while weakening potential roadblocks – i.e. the state governments – to
their eventual assumption of complete legislative and executive authority. In
spite of the allure which this outcome would seem to have held, however, the
Hamilton Plan was rejected almost immediately as it was offered. Why should
this have been the case? Why, if what Bryan claimed was true, should any of the
assembled delegates have rejected the chance to drastically weaken the states
at the expense of a greatly empowered national government whose leadership
would have fallen almost certainly to them? The answer, as records made by
participants like James Madison show, is a fairly simple one. Contrary to
Bryan’s aforementioned claim – that the Framers chose to leave the states
mostly intact so as not to draw attention to their efforts to otherwise weaken
those same entities – even the delegates who supported the adoption of the
Virginia Plan, and accordingly favored population over state sovereignty as a
means of allocating power, balked at the notion of undermining the states to
the point of irrelevance.
Madison’s Notes of Debates in the Federal Convention of 1787, by which the
daily goings-on of that body were recorded and published, accordingly relates
that Hamilton’s plan was introduced on June 18th, 1787 along with
introductory and explanatory remarks, that the assembled delegates rose and
adjourned after the presentation was made, and that nothing more was said of
the idea for the remainder of the Philadelphia Convention. The introduction of
the Virginia Plan on May 29th by comparison resulted in several
weeks of intense debate until the counterproposal of the New Jersey Plan was
made on June 15th. This in turn prompted three further days of
direct discussion (June 16th, 18th, and 19th)
and went on to influence much of the three months that followed until the final
adjournment of the Convention on September 17th. Recalling that
these debates were conducted under a strict veil of secrecy, and that Madison’s
records thereof were not published until significantly after the fact, it would
accordingly seem rather telling that no more than a single day of the
proceedings was turned over to topic of Hamilton’s plan for the proposed
national government. The assembled delegates were perfectly free to speak in
support of it if they wished, or to debate the merits of certain elements
thereof without fear that their intentions might become cause for suspicion
among their constituent governments. But they did not. It is, of course,
certainly possible that Madison altered his account by omitting such exchanges
as he felt would have sowed distrust among his countrymen for him and his
fellow Framers. There is no proof for such an assumption, however, any more
than there is for Bryan’s cited claim that the architects of the Constitution,
“Suffered the forms of the separate governments to remain, as a blind.” As far
as the available evidence is concerned, which has since been widely accepted as
representing an accurate account of the relevant events, the Hamilton Plan was
never seriously considered and the New Jersey Plan had an outsized influence on
the character of the debates. Both of these outcomes almost certainly owed to
the demonstrable fact that the assembled delegates were at least broadly united
in their concern for the continued existence and relevance of the various state
governments.
None of this is to say, however, that
Samuel Bryan wholly failed to make a useful point in the cited text of Centinel
I. Though the aforementioned provision of the United States Constitution
reserving to Congress along with the state legislatures the authority to
prescribe, “The Times, Places and Manner of holding Elections for Senators and
Representatives” was, by Madison’s accounting of the relevant debates, enacted
as a check against corruption within the state governments or attempted
partisan manipulation, it was most definitely also vulnerable to abuse on the part
of the accordingly empowered members of Congress. The Framers who ultimately
voted in favor of the same certainly thought that the states were the likeliest
source of abuse in this context. “Whenever the State Legislatures had a
favorite measure to carry,” Madison hypothesized during the relevant debates,
“They would take care so to mould their regulations as to favor the candidates
they wished to succeed,” while Gouverneur Morris (1752-1816) posited that, “The
States might make false returns, and then make no provisions for new elections.”
All the same, there existed no means of guaranteeing that the opposite outcome
would not take place. United by a desire to disenfranchise such elements within
the states as they felt stood in opposition to a further consolidation of
federal power, the membership of Congress could well have used the cited clause
to secure their own continued re-election, or to increase the likelihood of
likeminded officers being sent to the House and the Senate. The Framers thought
this an unlikely outcome, with Madison in particular asserting that the
appointment of Senators by the state assemblies would ensure that the state
governments were well represented in Congress. But such an assumption on their
part once again constituted nothing more or less than a theory. It was what
they thought should happen, but not what absolutely would happen. It was this
possibility, this uncertainty, to which Bryan necessarily addressed his
efforts. Likely or not, intended or not, abuse of the relevant provision was
possible.
The Supremacy Clause operated within
essentially the same speculative context. While Hamilton and Madison would
shortly assert that the legal superiority of the proposed constitution and the
statutes approved under its authority was both necessary to the overall success
of the venture and logically consistent with established principles of
political organization, they would not – indeed, could not – predict what
effect this selfsame proviso would actually have in fact. Notwithstanding the
evident necessity – or at least the usefulness – of ensuring the consistent
application of national authority across the various jurisdictions within the
United States, what would the relationship between the states and the federal
government ultimately resemble? Would Congress take it upon itself to review
every statute passed by the states in order to ensure their conformity with its
priorities and designs? What effect might federal supremacy have upon the
initiative of state legislators whose work could summarily be struck down or
nullified? Did the power allocated to Congress by the relevant article extend
so far as to allow the federal government to disregard – or even to effectively
rewrite – the constitutions of the states? Hamilton, Madison, and their allies
among the Federalists tended to respond to these kinds of inquiries by avowing
that the scenarios they described were too outlandish to be all that likely. If
a given action taken by Congress did not plainly serve the needs of the American
people, there was no reason to believe it was liable to occur. If, on the other
hand, said action did serve some need or priority of the American public, then
it did not matter by whom it was achieved, only that a government elected by
the people had rendered a service unto the people.
Samuel Bryan’s evident issue with this manner of reasoning was that it allowed those with a
vested interest in their own power to decide what, in terms of the limit of
their authority, was permissible and what was not. Granting that the states
would ultimately be responsible for ratifying or rejecting the proposed
constitution, and that the states had initially chosen the delegates whose
efforts produced that very same document, the national government would exist
as a thing unto itself once its various institutions were erected and set in
motion. The officers of the national legislature, the chief executive, and the
judiciary would be free to decide to what extent they believed their authority
reached, the only restriction thereupon being the wording of the Constitution
itself. In light of how vaguely certain clauses of the same had been written –
quite possibly with the intention of giving as much latitude as possible to
future generations – there would seem to have been very few limits indeed upon
the actions of the aforementioned national authorities. Bearing this in mind,
why would the various members of Congress, or the President, or the justices of
the federal judiciary ever reject the opportunity to increase their power if so
little appeared to stand in their way? Given the opinions which Samuel Bryan
had previously expressed in the text of Centinel I of “the wealthy and
ambitious,” and the extent to which he seemed to believe that the Framers of
the proposed constitution were those most likely to benefit from its
ratification, this was almost certainly a question he hoped the great mass of
his countrymen would take the opportunity to thoroughly consider. The prospect
which the outcome of the Philadelphia Convention had placed before them – the
creation of a powerful, activist central government where a weak and passive
one had existed before – constituted a tremendous potential transfer of
sovereignty from the people at large to a set of previously non-existent
officers and institutions. Under the circumstances, and as Bryan attempted
rather emphatically to communicate, some degree of skepticism – if not, indeed,
outright suspicion – was most definitely called for.
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