Further examination of the selfsame
Article IX would appear to indicate that maritime law was not the only area in
which the authors thereof were inclined to reassert a pre-Revolutionary
dynamic. Consider, to that end, the passage which declared that,
The United
States in Congress assembled shall also have the sole and exclusive right and
power of regulating the alloy and value of coin struck by their own authority,
or by that of the respective States – fixing the standards of weights and
measures throughout the United States – regulating the trade and managing all
affairs with the Indians, not members of any of the States, provided that the
legislative right of any State within its own limits be not infringed or
violated [.]
Granting that the
finer points of coinage may not appear to make for the most riveting
investigation into the history of American constitutionalism, the mundanity of
the topic belies the significance of its implications. Throughout the majority
of the colonial era – 1600 to 1776, or thereabouts – hard currency in the form
of gold and silver coins were generally quite rare in America. In part, this
was the result of British trade and monetary policies which sought to
concentrate wealth in the seat of empire. So long as British merchants enjoyed
a monopoly on trade with the colonies, and so long as they demanded to be paid
in hard currency for the goods they sold in abundance in America – to a higher
total value than that which they purchased in the form of American produce and
raw materials – the colonists would remain perpetually at a loss.
This lopsided
monetary dynamic was reinforced by longstanding laws and traditions that made
the minting of coins a privilege very closely controlled by the British Crown. Granted,
the physical production of coins in gold, silver, or copper had at various
times been contracted out or otherwise dispersed from its customary home in
London – Charles I (1600-1649) notably called for the establishment of sixteen
emergency mints scattered across the British isles during his flight from the
capital in 1642. But even these occasional experiments in decentralization were
carried out under fairly stringent royal authority or under fairly
extraordinary circumstances. The colonies were no exception to this status quo,
being generally forbidden to produce specie under their own name absent the formal
approval of the Crown. While attempts to circumvent this policy were not
unheard of – Massachusetts, for example, struck a series of pence and shilling
coins between the 1660s and 1680s using the common mint date of 1652 (in the
midst of the so-called Interregnum when Britain had no monarch) as a means of
avoiding accusations of fraud or counterfeit – the most common solutions were
an increased reliance on Spanish and Portuguese coins obtained by colonists
through illicit trade with the West Indies and the use of fiat paper currency.
The latter was also regulated by British law, though to a more forgiving degree
than metal coinage. While a series of Currency Acts (1751, 1764) restricted how
much paper money the various colonial governments could emit and sought to
dictate whether said bills were valid for public debts (i.e. the payment of
taxes) or private debts (i.e. the payment of personal expenses) – largely in
response to colonial attempts to use rapidly depreciated paper money to
reimburse British merchants – successive governments continued to recognize the
need for the various colonies to issue some form of currency in order to meet
the basic needs of their citizens.
At this point it
bears recalling precisely what the cited text of Article IX had to say on the
subject of monetary policy. “The United States in Congress assembled,” it read,
“Shall also have the sole and exclusive right and power of regulating the alloy
and value of coin struck by their own authority, or by that of the respective
States [.]” On one hand, the framers of the Articles allocated substantial
authority over the minting of coins – either by Congress or the various states
– to the national government. On the other hand, they made no mention
whatsoever of the issuing of paper currency or the regulation thereof. As with
the exercise of maritime law discussed above, this would seem to constitute a
general – if somewhat qualified – reaffirmation of what had been the customary
dynamic between the colonial governments and the appropriate British
authorities. By omitting any mention of paper bills, Dickinson and his
committee may well have intended to enshrine into the governing charter of the
nascent United States the freedom from excessive monetary oversight that the
colonies had earlier demanded from Parliament and only partially received
through the passage of the aforementioned Currency Acts. At the same time, by
allowing Congress to exercise unilateral authority over the value of American
coinage – the minting of which was not necessarily denied to the states – some
degree of coordinating power was thereby preserved. The national government
described by the Articles thus both recognized the changed circumstances
wrought by the separation of the Thirteen Colonies from British authority –
embodied by its attitude of deference to the sovereignty of the states – while
also attempting to adopt certain of the (necessary) regulatory tendencies
previously exercise by the same. The second portion of the cited text of
Article IX – concerning the exclusive authority of Congress in the realm of,
“Regulating the trade and managing all affairs with the Indians, not members of
any States” – seems to conform to this same basic pattern.
In spite of the
many and various instances in which colonial relations with the indigenous
peoples of North America seemed to proceed according to the intentions and
desires of the colonists themselves, the British Crown always formally regarded
itself as the only legitimate authority in the realm of aboriginal affairs. In
consequence, the Crown reserved the exclusive right to conduct treaty
negotiations, purchase land, erect reservations, or collect tribute. While this
arrangement didn’t necessarily stop individual colonies from waging war upon
neighboring tribes or attempting to acquire large tracts of land from the same,
the authority of the reigning monarch was always represented by and flowed
through their appointed colonial executive. Colonial legislatures thus lacked
the statutory power to meaningfully interact with native peoples of their own
accord, relying instead on the relevant governor to provide the necessary
official sanction. The creation of the Indian Department in 1755 – falling
under the authority of the British Army – and the release of a royal proclamation
in 1763 – issued in the name of George III (1738-1820) – each served to
reinforce this state of affairs by further divesting colonial authorities of
discretion in treating with local indigenous peoples. Under the auspices of the
Indian Department, a corps of Indian Agents responsible exclusively to the
British government assumed authority over all diplomatic relations with the
relevant tribes – to the now total exclusion of the various colonial
governments – while the aforementioned declaration formally affirmed – among
other guarantees – that the selfsame peoples, “Who live under our Protection,
should not be molested or disturbed in the Possession of such Parts of Our
Dominions and Territories as, not having been ceded to or purchased by Us, are
reserved to them, or any of them, as their Hunting Grounds [.]” The colonial
reaction to these developments was understandably mixed.
Under the terms of
the aforesaid proclamation, colonial settlement west of the Appalachian
Mountains was forbidden, colonial purchase of native lands was severely
restricted, and colonial trade with native peoples was permitted only under
license from the appropriate representative of the Crown in America.
Particularly as it impacted upon existing claims possessed by inhabitants of
the colonies, residents or property owners in settlements lying within the
designated “Indian Reserve,” and colonial speculators ever eager for cheap land
they could turn for a profit, discontent was both common and vehement. Having
ostensibly witnessed their future prospects being traded away by the Crown without
their consent, many of the inhabitants of British America were given to petitioning
for redress while also lamenting the inability of their respective governments
to see to a vital area of domestic concern without ministerial approval. As the
resulting tensions were further amplified by the passage of particularly
noxious revenue legislation – i.e. the Sugar Act (1764), Stamp Act (1765), the
Townshend Duties (1766), and the Tea Act (1773) – bitterness turned to
suspicion which in part came to focus on the aforementioned Indian Department,
its agents, and their monopoly on indigenous affairs. Faced with an
increasingly belligerent government in London whose ministers showed no qualms
about directing British military resources in America towards the quashing of
public dissent, the existence of a network of Crown proxies possessed of sole
responsibility for carrying on diplomatic relations with the various tribes
residing in and around the Thirteen Colonies appeared to the political
opposition therein an increasingly dangerous prospect.
The declaration of
American independence and the creation of a union of states out of what had
once been a loose association of British colonies naturally presented to the
nascent authorities therein an ideal opportunity to redefine the responsibilities
formally allocated to local, regional, and national government. Owing to the
tensions outlined above which had formerly flowed out of the monopoly claimed
by the British Crown over all diplomatic and economic relations with the
indigenous peoples of North America, this particular policy area was
understandably among those in particular need of reassessment. The framers of
the Articles of Confederation, tasked with creating the first national
government in the as yet brief history of the United States of America,
accordingly sought to rebalance responsibility for “Indian Affairs” in favor of
the various states. Those native peoples residing within the boundaries of a
given state, for instance, were specifically exempt from any claim by the
United States government to exclusive jurisdiction. Likewise, Congressional
regulation of diplomatic and economic affairs with otherwise un-exempted native
tribes was to be valid only under the condition that, “The legislative right of
any State within its own limits be not infringed or violated [.]” Doubtless,
these provisions were crafted by Dickinson and his committee with the specific
intent of both recognizing the sovereignty of the individual states and
providing their governments with the discretion they had previously been denied
to manage their relations with the relevant indigenous peoples. Whereas
treaties touching upon relations with tribes residing within the claimed
territory of a given colony had previously been negotiated and signed by
British Indian Agents acting on behalf of the Crown – wholly absent colonial input
– the elected governments of the various states would now evidently possess
free reign to treat with the native peoples falling within their jurisdiction
as and when they saw fit to do so.
For all that this
represented a significant change in the indigenous policy of the former
Thirteen Colonies – and it did – some degree of authority nevertheless remained
beyond the ability of the states to wield. As cited above, the Articles of
Confederation reserved to Congress the, “Sole and exclusive right and power of
[…] regulating the trade and managing all affairs with the Indians, not members
of any of the States [.]” While this was admittedly a qualified assertion of
power, it was still an exceedingly significant one. While permitting individual
states to engage with their own native inhabitants as they so desired, and
affirming the primacy of state law over whatever policy Congress chose to
pursue in the realm of indigenous affairs, the relevant provision of Article IX
otherwise delegated the same authority previously claimed by the British Crown
to the Congress of the United States. Only Congress, for example, could claim
the right to purchase land from native tribes not residing within the
jurisdiction of a given state(s), or negotiate treaties with the same, or carry
on or authorize trade with the same. In this way, the national government of
the United States would effectively and exclusively regulate what would shortly
prove to be one of the principle means by which the nation pursued a policy of
territorial expansion. Likewise, in the event that the various states
possessing territorial claims in what was then the northwest corner of British
North America – now the Midwest of the United States – transferred those claims
to the government of the American union, formal responsibility for treating
with the native inhabitants of the resulting federalized region would
accordingly fall to Congress. In consequence, the accommodation of the affected
tribes to the inevitable reality of further American settlement, political
consolidation, and the eventual admission of new states to the union would
firmly fall within this selfsame national prerogative.
Combined with the aforementioned authority
over maritime law and monetary policy, the delegation of indigenous affairs –
and in turn the means by which the United States would seek to expand through
the addition of new states – would seem to constitute an attempt on the part of
the framers of the Articles of Confederation to create in the resulting
national government something more like the British Parliament than the current
federal administration. Specifically, it would appear as though they were keen
to recreate in the government of the United States the version of Parliament
they had become familiar with as citizens of the various colonies of British
America – i.e. Parliament as viewed from three thousand miles distant.
According to the accustomed dynamics of this relationship – honed over the
course of a century and a half – the various colonies enjoyed responsibility
for most of their domestic affairs while the British government proper laid
claim principally to foreign relations – i.e. diplomacy and war – monetary
policy, and indigenous affairs. While this dynamic was almost entirely born out
of necessity – the domestic needs of the various colonial populations being
nearly impossible to attend to in a timely fashion from across thousands of
miles of turbulent ocean – time and custom ensured that the affected
populations came to see it simply as the natural order of things. Though the
resulting national government deferred to the colonies-cum-states in certain
aspects of these formerly national prerogatives – by granting them the right to
establish prize courts of their own, for example, or recognizing their jurisdiction
over their native inhabitants – the Articles of Confederation largely recognized
and sought to perpetuate this same understanding.
In consequence,
rather than constituting something wholly new, radical, or innovative, the
Articles of Confederation in the main appeared to represent an attempt by the
contemporary membership of the Continental Congress to reconstruct the status
quo they’d become accustomed to – indeed, come to depend on – prior to the
tensions wrought by the Anglo-American crisis of the 1760s and 1770s. Certainly
the resulting committee was willing – if not eager – to reconsider some of the
basic assumptions upon which the Anglo-American relationship had previously
pivoted. The number of instances in which the Articles of Confederation
deferred to the states in areas of policy previously the exclusive bailiwick of
Parliament speaks to this assertion well enough. But the degree to which the
resulting national government claimed exclusive jurisdiction – and the specific
areas in which it made these claims – gives strong evidence as to the framers’
intentions. Rather than give rise to a national authority specifically equipped
to cultivate and pursue a set of distinctly national prerogatives – with all
the allocations of power that would have entailed – Dickinson and his committee
instead effectively sought to transpose the relationship that had previously
existed between the colonies of British America and the various institutions of
the British government onto the newfound context of a union of sovereign
American states.
The few areas in which the resulting government claimed exclusive authority fell safely within
the realm of those prerogatives customarily claimed by Parliament and the
Crown. In this way, the various state governments would only be forced to
contend with – and theoretically bend to – national power within the context of
responsibilities they not used to exercising themselves. The colonies of
British America didn’t conduct their own foreign relations, after all, or coin
their own money, or negotiate treaties with neighboring native tribes – much
though their inability to do so became occasional cause for frustration.
Creating an administrative framework upon which these responsibilities could be
grafted accordingly represented perhaps the easiest and most logical next step
in the political evolution of the union of American states. The result, the
framers of the Articles evidently hoped, would be a government that behaved as
though it was many thousands of miles away while in reality remaining close
enough to be restrained from behaving otherwise.
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