Among the other distinctly English liberties that Franklin saw
fit to explicitly name in Rules was
the core legal concept of Habeas Corpus. Essentially a guarantee against
unwarranted detention, Habeas Corpus (or “the Great Writ”) remains among the
most fundamental rights inherent in Common Law jurisprudence. Its exact
provenance is somewhat vague, owing to its extreme age, but its existence as a
legal protection within the English judicial system dates back at least as far
as the 13th century. Indeed, no less monumental a charter than the Magna Carta
(1215) mandated that, “No freeman shall be taken or imprisoned or disseised or
exiled or in any way destroyed, nor will we go upon him nor will we send upon
him except upon the lawful judgement of his peers or the law of the land.”
Considering that the rebellious barons who forced the Magna Carta on John I
claimed they were attempting to reassert rights and guarantees that had been
lost following the Norman Invasion in 1066, it seems a safe conclusion that
origins of Habeas Corpus go back considerably further. At various points during
the proceeding centuries of English history the Great Writ was eroded,
suspended, or was subject to renewed guarantees. The last word on Habeas Corpus
as of the 1770s, from a legal standpoint, was the aptly-named Habeas Corpus Act
(1679) passed by the third parliament of Charles II’s reign.
Said act was introduced and supported by members of the
Country Party who wished to exclude James, Duke of York, brother and heir of
Charles II, from the line of succession. In the event that their efforts failed
and James ascended to the throne (which he ultimately did in 1685), the
so-called Exclusionists feared that the new king would drag the monarchy back
toward absolutism by ruling in a generally arbitrary fashion. Whether there was
any truth to this notion, particularly given James’ ardent support for
religious toleration during his time as proprietor of the Province of New York,
is neither here nor there. The point is that certain members of the Country
Party, who as aforementioned already distrusted the contemporary political and
economic status quo, believed that Catholic James taking the throne represented
an imminent threat to the constitutional style of government embraced in
Britain in the aftermath of the English Civil War. One of their parliamentary
leaders, the Earl of Shaftsbury, accordingly led an effort to more clearly and
definitely enshrine the writ of Habeas Corpus in contemporary British law. The
resulting Act of Parliament, which passed by a slim margin in the House of
Lords of fifty-seven to fifty five, mandated that, except in cases of treason
or felony, all prisoners or those acting on their behalf possessed the right to
challenge their arrest by submitting a petition to the appropriate authorities.
Such a petition required an answer no later than three days after it was
submitted, and the requesting prisoner was then required to be brought before
the judge or court that first authorised their arrest in order that their case
be reviewed and their detention either upheld or dismissed. Jailers were also
forbidden by the act from moving their prisoners from one location to another
in order to avoid the enforcement of the writ, and a schedule of fines was
included in case of disobedience.
The reason that any of this matters to the present
conversation (as no doubt you were asking yourself) is because of what it says
about the state of British law and in particular the writ of Habeas Corpus at
the end of the 18th century. By the time Benjamin Franklin wrote Rules in 1773, or even by the time of
the Stamp Act (1765) and the beginning of the imperial crisis between the
American colonies and the British Crown, a strong guarantee of one of English
law’s most fundamental rights had been on the books for almost a century. That
the next piece of legislation concerning the Great Writ was not passed until
1803 would seem to further indicate that the provisions of the 1679 effort were
considered to be sufficiently thorough, and proved durable enough to survive
the brief tumult of the Glorious Revolution unscathed or unaltered. Furthermore,
it should not have gone unnoticed that the sponsors of the 1679 Act were
members of the abovementioned Country Party. Self-appointed defenders of
liberty and enemies of corruption, the Country Party and their philosophy were
lionized among the population of British North America precisely because of
their strong stand in support of traditional rights. In all it would thus seem
far from unusual for Franklin to have cited Habeas Corpus in his satiric Rules as among his fellow colonists’
most dearly-held individual liberties.
It’s important to remember that even as late as the 1770s
and the eve of the American Revolution there were still many people living in
the Thirteen Colonies, a good number of whom ultimately sided against the
Crown, who still regarded themselves with a great deal of pride as being
English men and women. Not every colonist felt this sense of identity with
equal strength, it must be said, but to ignore it or to imagine that the later
American sense of self and national purpose owed nothing to a series of strong
English antecedents would quite simply be wrong. That being said, the Great
Writ of Habeas Corpus was almost certainly at the core of the colonists’
shared, if not always consistently felt, sense of Englishness. It is possible that
the colonists looked upon it a little differently than their cousins across the
Atlantic, however. Habeas Corpus had been, after all, one of the legal concepts
championed by a group of statesmen, the Country Party, whose political and
philosophical influence in the colonies was many times what had it been in
Britain. This association between said writ and the Country Whigs, of whom
American critics of perceived British tyranny considered themselves the
ideological descendants, could thus be thought of as a bridge by which
distinctly English values were transformed into distinctly American ones. Accordingly,
though Habeas Corpus was, and is, a concept deeply rooted in English history
and legal tradition, it should hardly be thought of as contradictory for Benjamin
Franklin to have regarded it as also being absolutely fundamental to his fellow
American colonists’ own emerging sense of political and philosophical identity.
The last distinctly English individual liberty that Franklin
cited in step ten of Rules about
which a few words ought to be said is the, “Right of Trial by a Jury of our Neighbours.” Like Habeas Corpus, trial by jury is
a concept whose origins in English history are somewhat vague. There is no
single document, no statute one can point to as the unequivocal inception of
jury trials, though a fair bit of scholarship exists that has attempted to
trace the lineage of the concept. The general understanding of academia at this
point is that the notion of trial by jury accreted slowly over a period of
centuries, from an offshoot of the Scandinavian thing (a kind of assembly presided over by legal authorities known
as lawspeakers), to the Anglo-Saxon assembly of thegns (minor nobles), to the
system set up by Henry II (1133-1189) as a means of arbitrating local land
disputes. The same passage of the 1215 Magna Carta cited above as evidence of
an early understanding of Habeas Corpus likewise speaks to the importance
attached in that period in English history to trial by jury. “No freeman shall
be taken or imprisoned,” it stated, “or exiled or in any way destroyed […]
except upon the lawful judgement of his peers or the law of the land.” While
“the law of the land” speaks to the Great Writ, “the lawful judgement of his
peers” is a clear reference to jury trial.
So important was this specific passage of the Magna Carta
and the legal principle contained therein to English political and legal
identity that it was cited as justification over four hundred years later when
the Parliament of Great Britain passed legislation abolishing the practice of
the Star Chamber. So called because it
was physically located in a richly decorated room whose ceiling was bedecked
with gold stars on a blue backdrop, this legal body was composed of Privy
Councillors and Common Law judges and functioned as both a high court of appeal
as well as a court of equity (referring to morals or legal norms). The Chambers
was initially convened during the Tudor era as a means of ensuring justice was
meted out even to those often considered powerful or influential enough to
evade the influence of lower courts. Over time, however, it became an
instrument of oppression due to its members’ nakedly political motivations and
the arbitrary application of their equity court prerogatives (mainly by handing
down punishments for offences which were not illegal but which they considered
to be improper or immoral). The Act of Parliament that finally abolished the
Star Chamber in 1641 made explicit reference to the aforementioned passage from
the Magna Carta, with its reference to both Habeas Corpus and trial by jury. “No
freeman shall be taken or imprisoned,” it stated, “or disseised of his freehold
or liberties, or free customs, or be outlawed or exiled or otherwise destroyed
[…] but by lawful judgment of his peers, or by the law of the land [.]”
That the Star Chamber was abolished by an Act of Parliament
and that the specific reasoning cited above was given are important to the
present discussion for at least two reasons. The first is that it represents an
instance of one arm of the English government checking or curtailing the power
of another. Granted it was a long time coming, the Star Chamber having been in
use for over a century at the time of its abolition. Nonetheless, the ability
of a government to maintain a sense of equilibrium among its constituent parts
in a manner such as this is precisely what English Whigs and
republican-sympathizers like Thomas Paine and Benjamin Franklin believed was
central to successful governments staving off corruption and combating the
emergence of tyranny. The second reason that the abolition of the Star Chamber
is worthy of discussion under the present circumstances is that the authority
being curtailed, belonging to the judicial branch of the contemporary English
government, was so limited because it was seen to be in conflict with, among
other things, the ancient right of trial by jury. This seems a clear enough
demonstration that in 1641, on the eve of perhaps the most tumultuous century-and-a-half
in English history, certain fundamental political and legal norms had become
sufficiently ingrained as to successfully circumscribe the ability of
government at the highest level to successfully project its power.
Though the act eliminating the Star Chamber remains among
the most important defences of trial by jury in English legal history, it was
not, as of 1773, the most important or the most recent. As discussed
previously, the Glorious Revolution of 1688 and the subsequent passage of a Bill
of Rights in 1689 represent between them a fundamental turning point in the
history of English government away from absolutism and towards
constitutionalism. These latter events were particularly significant among the
residents of the Thirteen Colonies, in no small part due to their own
historical struggles with distant governments that seemed unresponsive or
unsympathetic and their desire for the restoration of what they regarded as
their accustomed rights and privileges. Bearing this in mind it is worth noting
that one of the accusations levelled at the departed James II in said Bill of
Rights was that policies put in place under his leadership led to the service
of incompetent people on trial juries. In fact the Bill stated specifically
that said persons were “partial corrupt and unqualified,” and added that
certain others who had served as jurors during treason trials had also not been
freeholders. These accusations constituted a violation of the underlying
principle of the right to trial by jury because of the way they potentially
biased the outcome of a prospective trial, because they meddled with the
ability of an accused person to be judged by a fairly-selected assembly of
their peers, and because they potentially placed the fate of said accused in the
hands of those who had not been chosen for their impartiality. Any one of these
could have fairly been considered an unpardonable desecration of a
long-established right; combined they served to reinforce the unsuitability of
James II to continue his reign, so out of step was he with English political
and legal culture.
In order to repair
the damage they claimed James II had wrought upon the England’s green and
pleasant land, the authors of the Bill of Rights stated quite simply in the
text of the same, “That jurors ought to be duly impanelled and returned, and
jurors which pass upon men in trials for high treason ought to be freeholders.”
That they felt no need to delve into further detail is telling. Had the concept
of trial by jury been, in 1689, a novel one it would doubtless have seemed
necessary to explain at length the how and why of its unbiased and impartial
operation. Because trial by jury had existed in a form recognizable to the 17th-century
English mindset since at least the 13th century, however, and
because it had been challenged and emerged triumphant as recently as the 1640s
no such explanation was required. The Whigs that supported the passage of the
Bill of Rights, as well as those in later decades and centuries that cited its
importance, understood that document’s purpose as being conservative rather
than innovative. In light of the perceived abuses of James II and the sudden
change in government represented by his overthrow, a guarantee of the
fundamental, customary, inherited rights of the English people was called. This
guarantee was the Bill of Rights of 1689, one of the most important documents
comprising the unwritten British constitution and one of the prime exemplars of
natural rights cited by American critics of British administrative abuses in
the 1760s and 1770s.
See what I did there?
Hopefully my lengthy (so very lengthy) diatribe concerning
the origins and late-17th century trials and tribulations of the
right of trial by jury in England has succeeded in emphasizing just how
important said right was, and is, to the English sense of political identity.
Provided, of course, it hasn’t rendered you completely and perhaps fatally
unconscious. The need to preserve trial by jury effectively led to the defeat
the Star Chamber, and helped bring down one king and make another. How this
relates to Benjamin Franklin and his terribly humorous but no less important Rules is fairly straightforward. Trial
by jury was important to the English sense of political identity, clearly. And
at the very root of the pre-Revolutionary American identity was a strong sense
of Englishness and a respect and admiration for traditional English liberties.
Thus, the right of trial by jury, even as late as 1773, was as fundamental to
the self-identification and political consciousness of colonial Americans as it
was to their cousins across the Atlantic.
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